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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
651
iShares China Large-Cap ETF
FXI
$4.31B
– –
-77
Closed -$3K
GLAD icon
652
Gladstone Capital
GLAD
$446M
– –
-2
Closed –
GM icon
653
General Motors
GM
$76.8B
– –
-1
Closed –
HACK icon
654
Amplify Cybersecurity ETF
HACK
$2.9B
– –
-75
Closed -$2K
HLIT icon
655
Harmonic Inc
HLIT
$1.28B
– –
-32
Closed –
HYG icon
656
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
– –
-9
Closed -$1K
IDGT icon
657
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$516M
– –
-26
Closed -$1K
IGIB icon
658
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
– –
-88
Closed -$5K
IGSB icon
659
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-30
Closed -$2K
JNK icon
660
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
– –
-28
Closed -$3K
KW
661
DELISTED
Kennedy-Wilson Holdings
KW
– –
-100
Closed -$2K
L icon
662
Loews
L
$23.6B
– –
-140
Closed -$5K
LHX icon
663
L3Harris
LHX
$53.4B
– –
-3
Closed –
LNC icon
664
Lincoln National
LNC
$8.81B
– –
-45
Closed -$2K
MBB icon
665
iShares MBS ETF
MBB
$39.1B
– –
-11
Closed -$1K
MCHI icon
666
iShares MSCI China ETF
MCHI
$6.38B
– –
-2
Closed –
MET icon
667
MetLife
MET
$62.1B
– –
-6
Closed –
NAT icon
668
Nordic American Tanker
NAT
$1.37B
– –
-101
Closed -$2K
OESX icon
669
Orion Energy Systems
OESX
$80.6M
– –
-20
Closed –
PCY icon
670
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
– –
-76
Closed -$2K
PFF icon
671
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-33
Closed -$1K
PRTA icon
672
Prothena Corp
PRTA
$450M
– –
-7
Closed –
RGLD icon
673
Royal Gold
RGLD
$19.5B
– –
-202
Closed -$7K
RMR icon
674
The RMR Group
RMR
$332M
– –
-5
Closed –
RRC icon
675
Range Resources
RRC
$8.95B
– –
-100
Closed -$2K
25 26
27
28 29

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MCM
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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.