TCM

Tradewinds Capital Management Portfolio holdings

AUM $474M
1-Year Est. Return 31.85%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+31.85%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
764
New
Increased
Reduced
Closed

Top Buys

1
+$789K
2
+$341K
3
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

1
+$5.9M
2
+$1.8M
3
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
651
– –
-70
652
$0 ﹤0.01%
+22
653
– –
-40
654
– –
-95
655
$0 ﹤0.01%
2
656
$0 ﹤0.01%
1
657
– –
-300
658
– –
-248
659
– –
-81
660
– –
-638
661
– –
-279
662
– –
-90
663
$0 ﹤0.01%
2
664
$0 ﹤0.01%
6
665
– –
-101
666
– –
-8
667
– –
-200
668
$0 ﹤0.01%
20
669
– –
-112
670
– –
-100
671
$0 ﹤0.01%
9
-2
672
– –
-548
673
– –
-194
674
– –
-300
675
$0 ﹤0.01%
3
-11
25 26
27
28 29