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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TR icon
651
Tootsie Roll Industries
TR
$2.98B
$0 ﹤0.01%
14
– –
UGL icon
652
ProShares Ultra Gold
UGL
$740M
– –
-300
Closed -$3K
VVX icon
653
V2X
VVX
$2.65B
$0 ﹤0.01%
1
– –
WGO icon
654
Winnebago Industries
WGO
$909M
– –
-100
Closed -$2K
WU icon
655
Western Union
WU
$2.21B
$0 ﹤0.01%
1
– –
VIVS
656
VivoSim Labs
VIVS
$1.64M
– –
0
– –
THMO
657
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– -$2K
VRTV
658
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
4
– –
AVTA
659
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
10
– –
LTRPA
660
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
4
– –
NUAN
661
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
12
– –
ZIXI
662
DELISTED
Zix Corporation
ZIXI
$0 ﹤0.01%
75
– –
ROYT
663
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
-150
Closed -$2K
BSCJ
664
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
– –
-1,665
Closed -$35K
ISCA
665
DELISTED
International Speedway Corp
ISCA
– –
-103
Closed -$3K
P
666
DELISTED
Pandora Media Inc
P
– –
-100
Closed -$2K
BSCI
667
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
– –
-949
Closed -$20K
JO
668
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
– –
-100
Closed -$4K
ARIA
669
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-300
Closed -$2K
QLTI
670
DELISTED
QLT Inc
QLTI
$0 ﹤0.01%
+50
New +$195
PTX
671
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-10
Closed -$1K
EPIQ
672
DELISTED
EPIQ SYSTEMS INC
EPIQ
$0 ﹤0.01%
15
+1
+7% +$17
ENZN
673
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$0 ﹤0.01%
200
– –
SSE
674
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
6
-14
-70% -$162
CDE.WS
675
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
– –
-31
Closed –
24 25 26
27
28

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.