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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDR
651
DELISTED
McDermott International
MDR
– –
-125
Closed -$3K
PLND
652
DELISTED
VanEck Vectors Poland ETF
PLND
– –
-50
Closed -$1K
COW
653
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
– –
-75
Closed -$2K
LVNTA
654
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
4
-4
-50% -$146
WBMD
655
DELISTED
WebMD Health Corp.
WBMD
– –
-33
Closed -$2K
IOC
656
DELISTED
Interoil Corporation
IOC
– –
-50
Closed -$3K
EPIQ
657
DELISTED
EPIQ SYSTEMS INC
EPIQ
$0 ﹤0.01%
14
– –
IBME
658
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
– –
-3,732
Closed -$100K
ENZN
659
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$0 ﹤0.01%
200
– –
SSE
660
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
+20
New +$477
GIG
661
DELISTED
GigPeak, Inc.
GIG
– –
-1,000
Closed -$1K
CDE.WS
662
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
$0 ﹤0.01%
31
– –
PETM
663
DELISTED
PETSMART INC
PETM
– –
-35
Closed -$2K
DRL
664
DELISTED
DORAL FINANCIAL CORPORATION (NEW)
DRL
$0 ﹤0.01%
+50
New +$318
CBST
665
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-1,066
Closed -$74K
ROC
666
DELISTED
ROCKWOOD HLDGS INC
ROC
– –
-570
Closed -$43K
TIBX
667
DELISTED
TIBCO SOFTWARE INC
TIBX
– –
-100
Closed -$2K
STRZA
668
DELISTED
Starz - Series A
STRZA
$0 ﹤0.01%
14
– –
FBC
669
DELISTED
Flagstar Bancorp, Inc. New
FBC
$0 ﹤0.01%
26
– –
PGH
670
DELISTED
Pengrowth Energy Corporation
PGH
$0 ﹤0.01%
55
– –
VNR
671
DELISTED
Vanguard Natural Resources, LLC
VNR
– –
-110
Closed -$4K
AGN
672
DELISTED
Allergan Inc
AGN
– –
-36
Closed -$6K
HRG
673
DELISTED
HRG Group, Inc.
HRG
$0 ﹤0.01%
+32
New +$402
23 24 25 26
27

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.