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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PINS icon
626
Pinterest
PINS
$13.4B
$3K ﹤0.01%
50
– –
POST icon
627
Post Holdings
POST
$3.57B
$3K ﹤0.01%
46
– –
RGEN icon
628
Repligen
RGEN
$9.25B
$3K ﹤0.01%
10
– –
RSPS icon
629
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$3K ﹤0.01%
85
-1,825
-96% -$58.2K
SIRI icon
630
SiriusXM
SIRI
$10.1B
$3K ﹤0.01%
50
– –
SJM icon
631
J.M. Smucker
SJM
$12.8B
$3K ﹤0.01%
29
– –
SPXS icon
632
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$3K ﹤0.01%
11
– –
TAP icon
633
Molson Coors Class B
TAP
$8.09B
$3K ﹤0.01%
56
– –
TRN icon
634
Trinity Industries
TRN
$2.38B
$3K ﹤0.01%
100
– –
VOT icon
635
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$3K ﹤0.01%
11
– –
FLG
636
Flagstar Bank National Association
FLG
$5.82B
$3K ﹤0.01%
83
– –
NVTA
637
DELISTED
Invitae Corporation
NVTA
$3K ﹤0.01%
100
– –
SI
638
DELISTED
Silvergate Capital Corporation
SI
$3K ﹤0.01%
30
– –
ACA icon
639
Arcosa
ACA
$7.11B
$2K ﹤0.01%
33
– –
AMBA icon
640
Ambarella
AMBA
$3.81B
$2K ﹤0.01%
10
– –
AMC icon
641
AMC Entertainment Holdings
AMC
$2.31B
$2K ﹤0.01%
5
– –
BIPC icon
642
Brookfield Infrastructure
BIPC
$4.85B
$2K ﹤0.01%
50
– –
CRDL
643
Cardiol Therapeutics
CRDL
$164M
$2K ﹤0.01%
+500
New +$1.81K
CTAS icon
644
Cintas
CTAS
$81.3B
$2K ﹤0.01%
16
– –
DLR icon
645
Digital Realty Trust
DLR
$71.7B
$2K ﹤0.01%
11
– –
EMLC icon
646
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$2K ﹤0.01%
52
– –
ESRT icon
647
Empire State Realty Trust
ESRT
$836M
$2K ﹤0.01%
236
+1
+0.4% +$11
FNV icon
648
Franco-Nevada
FNV
$46B
$2K ﹤0.01%
17
– –
FUBO icon
649
FuboTV Inc
FUBO
$273M
$2K ﹤0.01%
6
– –
GDRX icon
650
GoodRx Holdings
GDRX
$1.26B
$2K ﹤0.01%
+50
New +$1.81K
24 25
26
27 28

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.