We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHIX
626
DELISTED
Global X MSCI China Financials ETF
CHIX
$2K ﹤0.01%
+160
New +$2.43K
AGI icon
627
Alamos Gold
AGI
$13.8B
$1K ﹤0.01%
59
– –
AMBA icon
628
Ambarella
AMBA
$3.65B
$1K ﹤0.01%
10
-100
-91% -$7K
ARLO icon
629
Arlo Technologies
ARLO
$1.52B
$1K ﹤0.01%
+100
New +$609
BB icon
630
BlackBerry
BB
$5.22B
$1K ﹤0.01%
+100
New +$592
BHF icon
631
Brighthouse Financial
BHF
$3.44B
$1K ﹤0.01%
24
– –
BLOK icon
632
Amplify Blockchain Technology ETF
BLOK
$1.06B
$1K ﹤0.01%
16
– –
CATH icon
633
Global X S&P 500 Catholic Values ETF
CATH
$1.36B
$1K ﹤0.01%
17
– –
CMCL icon
634
Caledonia Mining Corp
CMCL
$434M
$1K ﹤0.01%
60
– –
CTAS icon
635
Cintas
CTAS
$81.3B
$1K ﹤0.01%
16
– –
DOG
636
ProShares Short Dow30
DOG
$86.9M
$1K ﹤0.01%
24
– –
EFAV icon
637
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.49B
$1K ﹤0.01%
8
-124
-94% -$8.74K
EGO icon
638
Eldorado Gold
EGO
$9.98B
$1K ﹤0.01%
+100
New +$1.28K
GFI icon
639
Gold Fields
GFI
$36.4B
$1K ﹤0.01%
125
– –
GM icon
640
General Motors
GM
$77.2B
$1K ﹤0.01%
36
– –
GPK icon
641
Graphic Packaging
GPK
$3.56B
$1K ﹤0.01%
50
– –
GSHD icon
642
Goosehead Insurance
GSHD
$2.32B
$1K ﹤0.01%
10
– –
GT icon
643
Goodyear
GT
$1.76B
$1K ﹤0.01%
120
– –
GWX icon
644
State Street SPDR S&P International Small Cap ETF
GWX
$916M
$1K ﹤0.01%
+29
New +$944
HDGE icon
645
AdvisorShares Ranger Equity Bear ETF
HDGE
$53M
$1K ﹤0.01%
20
– –
INSG icon
646
Inseego
INSG
$86.2M
$1K ﹤0.01%
6
– –
ITT icon
647
ITT
ITT
$18.9B
$1K ﹤0.01%
16
– –
KHC icon
648
Kraft Heinz
KHC
$29.4B
$1K ﹤0.01%
32
– –
KODK icon
649
Kodak
KODK
$962M
$1K ﹤0.01%
141
– –
MTSI icon
650
MACOM Technology Solutions
MTSI
$23.1B
$1K ﹤0.01%
18
– –
24 25
26
27 28

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.