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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OR icon
626
OR Royalties Inc
OR
$6.34B
$1K ﹤0.01%
90
– –
PLUG icon
627
Plug Power
PLUG
$2.93B
$1K ﹤0.01%
80
– –
PRGO icon
628
Perrigo
PRGO
$1.75B
$1K ﹤0.01%
18
– –
QCLN icon
629
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$622M
$1K ﹤0.01%
15
– –
QID icon
630
ProShares UltraShort QQQ
QID
$248M
$1K ﹤0.01%
3
– –
SCHE icon
631
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1K ﹤0.01%
25
– –
SCHH icon
632
Schwab US REIT ETF
SCHH
$11.2B
$1K ﹤0.01%
40
-140
-78% -$2.52K
SKYY icon
633
First Trust Cloud Computing ETF
SKYY
$3.23B
$1K ﹤0.01%
8
– –
SONO icon
634
Sonos
SONO
$1.85B
$1K ﹤0.01%
+50
New +$737
SPB icon
635
Spectrum Brands
SPB
$2B
$1K ﹤0.01%
13
– –
SPCE icon
636
Virgin Galactic
SPCE
$405M
$1K ﹤0.01%
3
– –
STE icon
637
Steris
STE
$23.1B
$1K ﹤0.01%
3
– –
SWBI icon
638
Smith & Wesson
SWBI
$633M
$1K ﹤0.01%
+52
New +$919
TLSA icon
639
Tiziana Life Sciences
TLSA
$125M
$1K ﹤0.01%
170
+65
+62% +$253
TM icon
640
Toyota
TM
$223B
$1K ﹤0.01%
10
– –
UEC icon
641
Uranium Energy
UEC
$5.62B
$1K ﹤0.01%
1,440
+1,000
+227% +$1.03K
USCI icon
642
US Commodity Index
USCI
$375M
$1K ﹤0.01%
50
– –
USD icon
643
ProShares Ultra Semiconductors
USD
$2.85B
$1K ﹤0.01%
160
– –
UVE icon
644
Universal Insurance Holdings
UVE
$1.21B
$1K ﹤0.01%
54
– –
VHC icon
645
VirnetX Holding Corp
VHC
$61.6M
$1K ﹤0.01%
5
– –
BKCC
646
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1K ﹤0.01%
529
+29
+6% +$76
PACW
647
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
GER
648
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1K ﹤0.01%
162
+3
+2% +$21
DBD
649
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
SI
650
DELISTED
Silvergate Capital Corporation
SI
$1K ﹤0.01%
40
– –
24 25
26
27 28

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.