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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+15.85%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$388M
AUM Growth
+$68.6M
Cap. Flow
+$19.8M
Cap. Flow %
5.11%
Top 10 Hldgs %
64.91%
Holding
758
New
61
Increased
102
Reduced
129
Closed
65

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$28.8M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.4M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$19.7M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15.2M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$14.6M

Top Sells

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$29.4M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$15M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$13.9M
5
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$13.9M

Sector Composition

Rank Sector Weight
1 Technology 18.78%
2 Consumer Discretionary 3.59%
3 Industrials 2.6%
4 Healthcare 1.61%
5 Communication Services 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPCE icon
626
Virgin Galactic
SPCE
$398M
$1K ﹤0.01%
+3
New +$986
SQQQ icon
627
ProShares UltraPro Short QQQ
SQQQ
$1.74B
– –
0
– –
TECS icon
628
Direxion Daily Technology Bear 3x ETF
TECS
$61.7M
– –
0
– –
TEF
629
DELISTED
Telefonica
TEF
$1K ﹤0.01%
183
-8
-4% -$31
TM icon
630
Toyota
TM
$225B
$1K ﹤0.01%
10
– –
TOON icon
631
Kartoon Studios
TOON
$34.9M
$1K ﹤0.01%
+40
New +$713
USCI icon
632
US Commodity Index
USCI
$365M
$1K ﹤0.01%
50
– –
USD icon
633
ProShares Ultra Semiconductors
USD
$2.94B
$1K ﹤0.01%
160
– –
UVE icon
634
Universal Insurance Holdings
UVE
$1.23B
$1K ﹤0.01%
54
+1
+2% +$18
VHC icon
635
VirnetX Holding Corp
VHC
$63.1M
$1K ﹤0.01%
5
– –
VTRS icon
636
Viatris
VTRS
$18.9B
$1K ﹤0.01%
33
– –
WRB icon
637
W.R. Berkley
WRB
$26.6B
$1K ﹤0.01%
56
– –
XWEL icon
638
XWELL
XWEL
$8.61M
$1K ﹤0.01%
+10
New +$525
NKLA
639
DELISTED
Nikola Corporation Common Stock
NKLA
– –
0
– –
BKCC
640
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1K ﹤0.01%
500
– –
PACW
641
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
FRGI
642
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$1K ﹤0.01%
200
– –
GER
643
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1K ﹤0.01%
159
+3
+2% +$24
DBD
644
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
SI
645
DELISTED
Silvergate Capital Corporation
SI
$1K ﹤0.01%
+40
New +$540
BBBY
646
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
100
– –
DRE
647
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
– –
FMO
648
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
BGG
649
DELISTED
Briggs & Stratton Corp.
BGG
$1K ﹤0.01%
800
– –
MFGP
650
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
227
– –
24 25
26
27 28

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Tradewinds Capital Management's Q2 2020 Portfolio in Review

As of Q2 2020, Tradewinds Capital Management held 758 positions worth $388M, up 21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q2 2020, opening 61 new positions and adding to 102 existing holdings. Its largest new stake was Schwab US TIPS ETF: 973,682 shares worth $29.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, an estimated $29.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2020 buy was Schwab US TIPS ETF: 973,682 shares worth $29.2M.
  • Tradewinds Capital Management added most to iShares Core US Aggregate Bond ETF in Q2 2020, an estimated $25.4M increase.
  • Tradewinds Capital Management's biggest Q2 2020 reduction was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund, cutting an estimated $29.4M.
  • Tradewinds Capital Management fully exited Sprint Corporation in Q2 2020, selling an estimated $128K.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $388M portfolio in Q2 2020.
  • Tradewinds Capital Management opened 61 new positions and closed 65 in Q2 2020.
  • Tradewinds Capital Management's portfolio value rose 21% quarter-over-quarter to $388M.

Based on Tradewinds Capital Management's 13F filing for Q2 2020, filed 11 Aug 2020.