We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCI icon
626
US Commodity Index
USCI
$375M
$1K ﹤0.01%
+50
New +$1.6K
UVE icon
627
Universal Insurance Holdings
UVE
$1.21B
$1K ﹤0.01%
53
– –
VHC icon
628
VirnetX Holding Corp
VHC
$60.1M
$1K ﹤0.01%
5
– –
VOD icon
629
Vodafone
VOD
$36.4B
$1K ﹤0.01%
+54
New +$965
VYM icon
630
Vanguard High Dividend Yield ETF
VYM
$83.7B
$1K ﹤0.01%
21
+1
+5% +$86
WRB icon
631
W.R. Berkley
WRB
$26.3B
$1K ﹤0.01%
56
-108
-66% -$3.22K
CMBT
632
CMB.TECH NV
CMBT
$4.67B
$1K ﹤0.01%
+98
New +$1.01K
JBTM
633
JBT Marel
JBTM
$6.35B
$1K ﹤0.01%
12
– –
BKCC
634
DELISTED
BlackRock Capital Investment Corporation
BKCC
$1K ﹤0.01%
500
– –
PACW
635
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
FRGI
636
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$1K ﹤0.01%
200
– –
GER
637
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1K ﹤0.01%
156
+7
+5% +$196
DRE
638
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
– –
FMO
639
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$1K ﹤0.01%
95
– –
APHA
640
DELISTED
Aphria Inc. Common Shares
APHA
$1K ﹤0.01%
355
– –
BGG
641
DELISTED
Briggs & Stratton Corp.
BGG
$1K ﹤0.01%
800
– –
MFGP
642
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$1K ﹤0.01%
227
– –
BEAT
643
DELISTED
BioTelemetry, Inc.
BEAT
$1K ﹤0.01%
+34
New +$1.56K
ADNT icon
644
Adient
ADNT
$1.44B
$0 ﹤0.01%
8
-2
-20% -$40
AIG icon
645
American International
AIG
$40.7B
– –
-47
Closed -$2K
ALC icon
646
Alcon
ALC
$35.9B
– –
-38
Closed -$2K
AMBA icon
647
Ambarella
AMBA
$3.6B
$0 ﹤0.01%
10
– –
ANET icon
648
Arista Networks
ANET
$242B
– –
-160
Closed -$2K
ASML icon
649
ASML
ASML
$666B
– –
-7
Closed -$2K
BDJ icon
650
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
– –
-287
Closed -$3K
24 25
26
27 28

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.