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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKD icon
626
Brookdale Senior Living
BKD
$3.4B
$1K ﹤0.01%
95
– –
CRBP icon
627
Corbus Pharmaceuticals
CRBP
$190M
$1K ﹤0.01%
7
– –
CRON
628
Cronos Group
CRON
$1.14B
$1K ﹤0.01%
177
– –
CROX icon
629
Crocs
CROX
$6.55B
$1K ﹤0.01%
25
– –
CTAS icon
630
Cintas
CTAS
$81.3B
$1K ﹤0.01%
16
– –
DDD icon
631
3D Systems Corp
DDD
$613M
$1K ﹤0.01%
89
– –
DOC icon
632
Healthpeak Properties
DOC
$14.8B
$1K ﹤0.01%
23
– –
ERIC icon
633
Ericsson
ERIC
$33.3B
$1K ﹤0.01%
160
– –
AGNT
634
AGNT Inc
AGNT
$734M
$1K ﹤0.01%
240
– –
FLR icon
635
Fluor
FLR
$7.96B
$1K ﹤0.01%
28
– –
GFI icon
636
Gold Fields
GFI
$36.5B
$1K ﹤0.01%
125
– –
GPK icon
637
Graphic Packaging
GPK
$3.58B
$1K ﹤0.01%
50
– –
GPRO icon
638
GoPro
GPRO
$126M
$1K ﹤0.01%
202
– –
HDGE icon
639
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$1K ﹤0.01%
20
– –
INO icon
640
Inovio Pharmaceuticals
INO
$69M
$1K ﹤0.01%
28
– –
ITT icon
641
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
LIT icon
642
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1K ﹤0.01%
27
– –
M icon
643
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
MUX icon
644
McEwen Inc
MUX
$1.18B
$1K ﹤0.01%
52
– –
OLED icon
645
Universal Display
OLED
$4.19B
$1K ﹤0.01%
4
– –
OR icon
646
OR Royalties Inc
OR
$6.2B
$1K ﹤0.01%
90
– –
OVV icon
647
Ovintiv
OVV
$16.4B
$1K ﹤0.01%
34
– –
PPBI
648
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
17
-17
-50% -$554
PRGO icon
649
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
18
– –
RACE icon
650
Ferrari
RACE
$72.5B
$1K ﹤0.01%
6
– –
24 25
26
27 28

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.