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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPK icon
626
Graphic Packaging
GPK
$3.52B
$1K ﹤0.01%
50
– –
GRPN icon
627
Groupon
GRPN
$1.04B
$1K ﹤0.01%
10
– –
IPWR icon
628
Ideal Power
IPWR
$67.2M
$1K ﹤0.01%
+50
New +$1.25K
ITT icon
629
ITT
ITT
$18.3B
$1K ﹤0.01%
16
– –
KSS icon
630
Kohl's
KSS
$2.28B
$1K ﹤0.01%
15
– –
M icon
631
Macy's
M
$6.89B
$1K ﹤0.01%
36
– –
MTSI icon
632
MACOM Technology Solutions
MTSI
$20.9B
$1K ﹤0.01%
18
– –
MUX icon
633
McEwen Inc
MUX
$1.12B
$1K ﹤0.01%
52
– –
MVIS icon
634
Microvision
MVIS
$85.2M
$1K ﹤0.01%
21
– –
NAK
635
Northern Dynasty Minerals
NAK
$896M
$1K ﹤0.01%
600
– –
OR icon
636
OR Royalties Inc
OR
$5.77B
$1K ﹤0.01%
90
– –
PPBI
637
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
SITC icon
638
SITE Centers
SITC
$166M
$1K ﹤0.01%
94
– –
SLYG icon
639
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.26B
$1K ﹤0.01%
16
-900
-98% -$48.7K
SPHB icon
640
Invesco S&P 500 High Beta ETF
SPHB
$1.03B
$1K ﹤0.01%
30
– –
SSRM icon
641
SSR Mining
SSRM
$5.52B
$1K ﹤0.01%
+90
New +$916
UEC icon
642
Uranium Energy
UEC
$5.2B
$1K ﹤0.01%
440
– –
UVE icon
643
Universal Insurance Holdings
UVE
$1.23B
$1K ﹤0.01%
50
– –
GAP
644
The Gap Inc
GAP
$7.42B
$1K ﹤0.01%
46
– –
RAD
645
DELISTED
Rite Aid Corporation
RAD
$1K ﹤0.01%
25
– –
NVCN
646
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
GPL
647
DELISTED
Great Panther Mining Limited
GPL
$1K ﹤0.01%
66
– –
MNK
648
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$1K ﹤0.01%
36
– –
HCR
649
DELISTED
Hi-Crush Inc. Common Stock
HCR
$1K ﹤0.01%
112
– –
GM.WS.B
650
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
24 25
26
27 28

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MCM
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.