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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
626
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
35
– –
BTU
627
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$1K ﹤0.01%
+500
New +$1.86K
EOX
628
DELISTED
EMERALD OIL INC (MT)
EOX
$1K ﹤0.01%
2,082
– –
SCTY
629
DELISTED
SolarCity Corporation
SCTY
$1K ﹤0.01%
32
– –
KKD
630
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
WOOF
631
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
25
– –
AMCC
632
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1K ﹤0.01%
167
– –
AA icon
633
Alcoa
AA
$13.2B
– –
-1,914
Closed -$45K
APD icon
634
Air Products & Chemicals
APD
$67.6B
– –
-15
Closed -$2K
AVNS
635
DELISTED
Avanos Medical
AVNS
– –
-4
Closed –
BANR icon
636
Banner Corp
BANR
$2.4B
– –
-171
Closed -$8K
BB icon
637
BlackBerry
BB
$5.26B
– –
-40
Closed –
CAF
638
Morgan Stanley China A Share Fund
CAF
$327M
– –
-100
Closed -$2K
CENX icon
639
Century Aluminum
CENX
$5.07B
– –
-200
Closed -$1K
CNX icon
640
CNX Resources
CNX
$5.2B
– –
-180
Closed -$1K
COOP
641
DELISTED
Mr. Cooper
COOP
– –
0
– –
CROX icon
642
Crocs
CROX
$6.55B
– –
-122
Closed -$1K
ECON icon
643
Columbia Emerging Markets Consumer ETF
ECON
$337M
– –
-22
Closed –
ESPR
644
DELISTED
Esperion Therapeutics
ESPR
– –
-100
Closed -$2K
ETN icon
645
Eaton
ETN
$174B
– –
-2
Closed –
EWG icon
646
iShares MSCI Germany ETF
EWG
$1.62B
– –
-45
Closed -$1K
EWU icon
647
iShares MSCI United Kingdom ETF
EWU
$4.16B
– –
-16
Closed -$1K
EWW icon
648
iShares MSCI Mexico ETF
EWW
$1.99B
– –
-13
Closed -$1K
FEZ icon
649
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-46
Closed -$2K
FXA icon
650
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
– –
-30
Closed -$2K
24 25
26
27 28

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.