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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMAC
626
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$1K ﹤0.01%
40
– –
GLOG
627
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
68
+1
+1% +$11
LM
628
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
STI
629
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
ZF
630
DELISTED
Virtus Total Return Fund Inc.
ZF
$1K ﹤0.01%
102
– –
GM.WS.B
631
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
TIME
632
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
68
– –
ATW
633
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
72
– –
GM.WS.A
634
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
35
– –
IIP
635
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
GG
636
DELISTED
Goldcorp Inc
GG
$1K ﹤0.01%
+100
New +$1.27K
KKD
637
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
WOOF
638
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
25
– –
AMCC
639
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1K ﹤0.01%
167
– –
AVNS
640
DELISTED
Avanos Medical
AVNS
$0 ﹤0.01%
4
– –
BB icon
641
BlackBerry
BB
$5.26B
$0 ﹤0.01%
40
– –
CLB icon
642
Core Laboratories
CLB
$521M
– –
-65
Closed -$6K
COOP
643
DELISTED
Mr. Cooper
COOP
– –
0
– –
CVEO icon
644
Civeo
CVEO
$318M
– –
0
– –
DDD icon
645
3D Systems Corp
DDD
$613M
– –
-95
Closed -$1K
ECON icon
646
Columbia Emerging Markets Consumer ETF
ECON
$337M
$0 ﹤0.01%
22
– –
EFG icon
647
iShares MSCI EAFE Growth ETF
EFG
$17.3B
– –
-150
Closed -$10K
EQNR icon
648
Equinor
EQNR
$92.4B
– –
-670
Closed -$10K
ES icon
649
Eversource Energy
ES
$27.2B
– –
-464
Closed -$23K
ETN icon
650
Eaton
ETN
$174B
$0 ﹤0.01%
2
– –
24 25
26
27 28

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.