TCM

Tradewinds Capital Management Portfolio holdings

AUM $474M
1-Year Est. Return 31.85%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+31.85%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
764
New
Increased
Reduced
Closed

Top Buys

1
+$789K
2
+$341K
3
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

1
+$5.9M
2
+$1.8M
3
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
626
$1K ﹤0.01%
45
627
$1K ﹤0.01%
25
628
$1K ﹤0.01%
25
629
$1K ﹤0.01%
167
630
$1K ﹤0.01%
67
+1
631
$1K ﹤0.01%
+400
632
$1K ﹤0.01%
33
633
$1K ﹤0.01%
48
634
– –
-390
635
– –
-142
636
$0 ﹤0.01%
12
637
– –
-385
638
$0 ﹤0.01%
3
639
$0 ﹤0.01%
13
640
– –
-4,000
641
– –
-40
642
– –
-290
643
– –
-350
644
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-19
645
– –
-500
646
– –
-65
647
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648
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0
649
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0
650
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-154
24 25
26
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