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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMF
626
DELISTED
BNY Mellon Municipal Income
DMF
– –
-7,300
Closed -$66K
EP.PRC icon
627
El Paso Energy Capital Trust I
EP.PRC
$223M
– –
-200
Closed -$11K
EXEL icon
628
Exelixis
EXEL
$12.9B
$0 ﹤0.01%
35
– –
FF icon
629
Future Fuel
FF
$229M
– –
-125
Closed -$1K
FPX icon
630
First Trust US Equity Opportunities ETF
FPX
$1.49B
– –
-100
Closed -$5K
FYLD icon
631
Cambria Foreign Shareholder Yield ETF
FYLD
$713M
– –
-102
Closed -$3K
GDX icon
632
VanEck Gold Miners ETF
GDX
$25.6B
– –
-27
Closed -$1K
GM icon
633
General Motors
GM
$76.3B
$0 ﹤0.01%
1
-199
-100% -$6.36K
GNRC icon
634
Generac Holdings
GNRC
$12.5B
– –
-50
Closed -$2K
HL icon
635
Hecla Mining
HL
$10.7B
– –
-728
Closed -$2K
HLIT icon
636
Harmonic Inc
HLIT
$1.27B
$0 ﹤0.01%
32
– –
LEG icon
637
Leggett & Platt
LEG
$1.31B
– –
-101
Closed -$4K
MNKD icon
638
MannKind Corp
MNKD
$1.25B
– –
-1,000
Closed -$30K
OVV icon
639
Ovintiv
OVV
$16.6B
– –
-29
Closed -$3K
PPLT
640
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
– –
-200
Closed -$3K
PRTA icon
641
Prothena Corp
PRTA
$449M
$0 ﹤0.01%
11
– –
PZG icon
642
Paramount Gold Nevada
PZG
$119M
– –
-2,000
Closed -$2K
RIG icon
643
Transocean
RIG
$5.71B
$0 ﹤0.01%
15
– –
SPPP
644
Sprott Physical Platinum and Palladium Trust
SPPP
$616M
– –
-400
Closed -$4K
SPTL icon
645
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$0 ﹤0.01%
+12
New +$422
STE icon
646
Steris
STE
$22.6B
$0 ﹤0.01%
3
– –
SVM
647
Silvercorp Metals
SVM
$2.39B
– –
-1,000
Closed -$2K
TBT icon
648
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$314M
– –
-37
Closed -$2K
TECK icon
649
Teck Resources
TECK
$32.4B
$0 ﹤0.01%
+24
New +$366
TNK icon
650
Teekay Tankers
TNK
$2.67B
– –
-125
Closed -$4K
24 25
26
27 28

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.