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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYN icon
626
Rayonier
RYN
$6.55B
– –
-55
Closed -$2K
SAND
627
DELISTED
Sandstorm Gold
SAND
– –
-600
Closed -$4K
STE icon
628
Steris
STE
$23.1B
$0 ﹤0.01%
3
– –
TR icon
629
Tootsie Roll Industries
TR
$2.98B
$0 ﹤0.01%
14
– –
TUR icon
630
iShares MSCI Turkey ETF
TUR
$213M
– –
-20
Closed -$1K
URG
631
Ur-Energy
URG
$556M
– –
-4,000
Closed -$5K
UUP icon
632
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
– –
-190
Closed -$4K
VMC icon
633
Vulcan Materials
VMC
$36.9B
– –
-40
Closed -$3K
VVX icon
634
V2X
VVX
$2.65B
$0 ﹤0.01%
+1
New +$20
VYM icon
635
Vanguard High Dividend Yield ETF
VYM
$82.8B
– –
-193
Closed -$13K
VYX icon
636
NCR Voyix
VYX
$1.14B
– –
-1,113
Closed -$24K
WKC icon
637
World Kinect Corp
WKC
$1.86B
– –
-136
Closed -$7K
WU icon
638
Western Union
WU
$2.21B
$0 ﹤0.01%
1
– –
YELP icon
639
Yelp
YELP
$1.41B
– –
-125
Closed -$10K
YPF icon
640
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
– –
-50
Closed -$2K
VIVS
641
VivoSim Labs
VIVS
$1.64M
– –
0
– –
CPE
642
DELISTED
Callon Petroleum Company
CPE
– –
-30
Closed -$3K
VRTV
643
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
+4
New +$170
AVTA
644
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
10
-15
-60% -$248
LTRPA
645
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
+4
New +$140
RAD
646
DELISTED
Rite Aid Corporation
RAD
– –
-53
Closed -$8K
NUAN
647
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
12
-231
-95% -$3.43K
ZIXI
648
DELISTED
Zix Corporation
ZIXI
$0 ﹤0.01%
+75
New +$268
USCR
649
DELISTED
U S Concrete, Inc.
USCR
– –
-45
Closed -$1K
GWPH
650
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-25
Closed -$3K
23 24 25
26
27

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.