We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLDP
626
Ballard Power Systems
BLDP
$790M
$0 ﹤0.01%
33
– –
CLIR icon
627
ClearSign Technologies
CLIR
$25.5M
– –
-24
Closed -$3K
CTAS icon
628
Cintas
CTAS
$81.3B
$0 ﹤0.01%
16
– –
DEM icon
629
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-76
Closed -$4K
EMLC icon
630
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$0 ﹤0.01%
+11
New +$506
ETN icon
631
Eaton
ETN
$174B
– –
-100
Closed -$8K
EVN
632
Eaton Vance Municipal Income Trust
EVN
$426M
– –
-2
Closed –
EXEL icon
633
Exelixis
EXEL
$13.4B
$0 ﹤0.01%
42
+7
+20% +$48
EXTR icon
634
Extreme Networks
EXTR
$3.15B
– –
-500
Closed -$3K
FEZ icon
635
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-150
Closed -$6K
GM icon
636
General Motors
GM
$76.8B
– –
-1
Closed –
HLIT icon
637
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
32
– –
BRSL
638
Brightstar Lottery PLC
BRSL
$2.03B
– –
-200
Closed -$4K
KBR icon
639
KBR
KBR
$4.8B
– –
-101
Closed -$3K
MET icon
640
MetLife
MET
$62.1B
– –
-191
Closed -$9K
NFLX icon
641
Netflix
NFLX
$309B
– –
-7,000
Closed -$37K
OLED icon
642
Universal Display
OLED
$4.19B
– –
-50
Closed -$2K
PIPR icon
643
Piper Sandler
PIPR
$5.29B
$0 ﹤0.01%
8
-12
-60% -$122
PRTA icon
644
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
11
– –
RL icon
645
Ralph Lauren
RL
$23.6B
– –
-20
Closed -$4K
STE icon
646
Steris
STE
$23.1B
$0 ﹤0.01%
3
– –
TEVA icon
647
Teva Pharmaceuticals
TEVA
$41.2B
– –
-200
Closed -$8K
THO icon
648
Thor Industries
THO
$4.14B
– –
-100
Closed -$6K
TR icon
649
Tootsie Roll Industries
TR
$2.98B
$0 ﹤0.01%
21
-1
-5% -$21
TXT icon
650
Textron
TXT
$15.4B
– –
-600
Closed -$22K
23 24 25
26
27

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.