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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEC icon
601
Uranium Energy
UEC
$5.57B
$4K ﹤0.01%
1,257
– –
VIAV icon
602
Viavi Solutions
VIAV
$9.66B
$4K ﹤0.01%
238
+237
+23,700% +$3.89K
WYNN icon
603
Wynn Resorts
WYNN
$10.6B
$4K ﹤0.01%
50
– –
XYL icon
604
Xylem
XYL
$28.1B
$4K ﹤0.01%
32
– –
MMAT
605
DELISTED
Meta Materials Inc. Common Stock
MMAT
$4K ﹤0.01%
8
+6
+300% +$2.62K
ARVL
606
DELISTED
Arrival Ordinary Shares
ARVL
$4K ﹤0.01%
6
– –
APOG icon
607
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
ARKW icon
608
ARK Web x.0 ETF
ARKW
$1.75B
$3K ﹤0.01%
+20
New +$2.96K
BEEM icon
609
Beam Global
BEEM
$25.3M
$3K ﹤0.01%
112
– –
BIB icon
610
ProShares Ultra NASDAQ Biotechnology
BIB
$86.2M
$3K ﹤0.01%
30
– –
BSCP
611
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3K ﹤0.01%
140
-38
-21% -$848
CIG icon
612
CEMIG Preferred Shares
CIG
$6.01B
$3K ﹤0.01%
2,148
– –
CVLT icon
613
Commault Systems
CVLT
$5.61B
$3K ﹤0.01%
35
– –
CWH icon
614
Camping World
CWH
$653M
$3K ﹤0.01%
+76
New +$2.98K
EWH icon
615
iShares MSCI Hong Kong ETF
EWH
$1.22B
$3K ﹤0.01%
122
-219,557
-100% -$5.65M
FSM icon
616
Fortuna Silver Mines
FSM
$3.07B
$3K ﹤0.01%
745
– –
HIVE
617
HIVE Digital Technologies
HIVE
$777M
$3K ﹤0.01%
+200
New +$2.81K
HMY icon
618
Harmony Gold Mining
HMY
$12.3B
$3K ﹤0.01%
1,071
– –
HOOD icon
619
Robinhood
HOOD
$83.9B
$3K ﹤0.01%
+75
New +$3.41K
ITA icon
620
iShares US Aerospace & Defense ETF
ITA
$15B
$3K ﹤0.01%
28
– –
KGC icon
621
Kinross Gold
KGC
$32.8B
$3K ﹤0.01%
545
– –
KMB icon
622
Kimberly-Clark
KMB
$36.5B
$3K ﹤0.01%
19
-99
-84% -$13.5K
MT icon
623
ArcelorMittal
MT
$55.3B
$3K ﹤0.01%
100
– –
MVIS icon
624
Microvision
MVIS
$79M
$3K ﹤0.01%
21
– –
OTIS icon
625
Otis Worldwide
OTIS
$28.2B
$3K ﹤0.01%
42
– –
23 24
25
26 27

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.