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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
601
Kimberly-Clark
KMB
$36.1B
$3K ﹤0.01%
19
– –
MDB icon
602
MongoDB
MDB
$33.2B
$3K ﹤0.01%
10
– –
NCLH icon
603
Norwegian Cruise Line
NCLH
$8.61B
$3K ﹤0.01%
+100
New +$2.66K
OGS icon
604
ONE Gas
OGS
$5B
$3K ﹤0.01%
34
-584
-94% -$42.6K
OTIS icon
605
Otis Worldwide
OTIS
$27.7B
$3K ﹤0.01%
42
– –
PIPR icon
606
Piper Sandler
PIPR
$5.3B
$3K ﹤0.01%
112
– –
PLUG icon
607
Plug Power
PLUG
$2.97B
$3K ﹤0.01%
80
– –
POST icon
608
Post Holdings
POST
$3.48B
$3K ﹤0.01%
46
– –
QS icon
609
QuantumScape Corp
QS
$3.72B
$3K ﹤0.01%
+71
New +$3.72K
ROM icon
610
ProShares Ultra Technology
ROM
$1.29B
$3K ﹤0.01%
80
– –
SANA icon
611
Sana Biotechnology
SANA
$1.01B
$3K ﹤0.01%
+75
New +$2.44K
SGDM icon
612
Sprott Gold Miners ETF
SGDM
$656M
$3K ﹤0.01%
95
– –
SIRI icon
613
SiriusXM
SIRI
$9.76B
$3K ﹤0.01%
50
– –
SPXU icon
614
ProShares UltraPro Short S&P 500
SPXU
$383M
$3K ﹤0.01%
7
– –
TAK icon
615
Takeda Pharmaceutical
TAK
$56B
$3K ﹤0.01%
140
– –
TAP icon
616
Molson Coors Class B
TAP
$7.86B
$3K ﹤0.01%
56
– –
TBI
617
Trueblue
TBI
$318M
$3K ﹤0.01%
150
– –
TRN icon
618
Trinity Industries
TRN
$2.32B
$3K ﹤0.01%
100
– –
USIG icon
619
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$3K ﹤0.01%
+54
New +$3.25K
WTRG icon
620
Essential Utilities
WTRG
$11.2B
$3K ﹤0.01%
68
– –
XYL icon
621
Xylem
XYL
$28.6B
$3K ﹤0.01%
32
– –
FRGI
622
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$3K ﹤0.01%
200
– –
BBBY
623
DELISTED
Bed Bath & Beyond Inc
BBBY
$3K ﹤0.01%
100
– –
CHIX
624
DELISTED
Global X MSCI China Financials ETF
CHIX
$3K ﹤0.01%
163
+3
+2% +$49
ACA icon
625
Arcosa
ACA
$7.11B
$2K ﹤0.01%
33
– –
23 24
25
26 27

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.