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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
601
Empire State Realty Trust
ESRT
$802M
$2K ﹤0.01%
235
– –
EXC icon
602
Exelon
EXC
$45.8B
$2K ﹤0.01%
81
– –
FUBO icon
603
FuboTV Inc
FUBO
$276M
$2K ﹤0.01%
+6
New +$1.64K
LIT icon
604
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$2K ﹤0.01%
27
– –
NCNO icon
605
nCino
NCNO
$2.08B
$2K ﹤0.01%
+30
New +$2.32K
NET icon
606
Cloudflare
NET
$111B
$2K ﹤0.01%
+30
New +$1.97K
PLTR icon
607
Palantir
PLTR
$421B
$2K ﹤0.01%
+100
New +$1.79K
RGEN icon
608
Repligen
RGEN
$9.21B
$2K ﹤0.01%
+10
New +$1.82K
RXL icon
609
ProShares Ultra Health Care
RXL
$90.6M
$2K ﹤0.01%
48
– –
FIRY
610
Firy Inc
FIRY
$164M
$2K ﹤0.01%
+5
New +$1.49K
SLYG icon
611
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.18B
$2K ﹤0.01%
28
-163
-85% -$11.1K
SPEM icon
612
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$2K ﹤0.01%
+49
New +$1.95K
SSRM icon
613
SSR Mining
SSRM
$6.4B
$2K ﹤0.01%
90
– –
STZ icon
614
Constellation Brands
STZ
$22.8B
$2K ﹤0.01%
10
– –
TER icon
615
Teradyne
TER
$57.1B
$2K ﹤0.01%
20
– –
TM icon
616
Toyota
TM
$224B
$2K ﹤0.01%
10
– –
USCI icon
617
US Commodity Index
USCI
$375M
$2K ﹤0.01%
50
– –
VMD icon
618
Viemed Healthcare
VMD
$355M
$2K ﹤0.01%
+200
New +$1.76K
WRB icon
619
W.R. Berkley
WRB
$26.3B
$2K ﹤0.01%
56
– –
FRGI
620
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$2K ﹤0.01%
200
– –
BBBY
621
DELISTED
Bed Bath & Beyond Inc
BBBY
$2K ﹤0.01%
100
– –
COUP
622
DELISTED
Coupa Software Incorporated
COUP
$2K ﹤0.01%
+5
New +$1.55K
ZNGA
623
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2K ﹤0.01%
200
-750
-79% -$6.75K
PRSP
624
DELISTED
Perspecta Inc. Common Stock
PRSP
$2K ﹤0.01%
85
– –
APHA
625
DELISTED
Aphria Inc. Common Shares
APHA
$2K ﹤0.01%
355
– –
23 24
25
26 27

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.