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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGI icon
601
Alamos Gold
AGI
$13.9B
$1K ﹤0.01%
59
– –
BHF icon
602
Brighthouse Financial
BHF
$3.46B
$1K ﹤0.01%
24
– –
CATH icon
603
Global X S&P 500 Catholic Values ETF
CATH
$1.35B
$1K ﹤0.01%
17
– –
CMCL icon
604
Caledonia Mining Corp
CMCL
$439M
$1K ﹤0.01%
60
– –
CROX icon
605
Crocs
CROX
$6.63B
$1K ﹤0.01%
25
– –
CTAS icon
606
Cintas
CTAS
$81.1B
$1K ﹤0.01%
16
– –
DOG
607
ProShares Short Dow30
DOG
$86.9M
$1K ﹤0.01%
24
– –
DVN icon
608
Devon Energy
DVN
$49.9B
$1K ﹤0.01%
100
– –
ERX icon
609
Direxion Daily Energy Bull 2X ETF
ERX
$238M
$1K ﹤0.01%
+100
New +$1.31K
ESRT icon
610
Empire State Realty Trust
ESRT
$802M
$1K ﹤0.01%
235
+3
+1% +$19
EWA icon
611
iShares MSCI Australia ETF
EWA
$1.47B
$1K ﹤0.01%
65
-6,417
-99% -$130K
FOXA icon
612
Fox Class A
FOXA
$26.6B
$1K ﹤0.01%
18
– –
GM icon
613
General Motors
GM
$77.2B
$1K ﹤0.01%
36
– –
GPK icon
614
Graphic Packaging
GPK
$3.53B
$1K ﹤0.01%
50
– –
GSHD icon
615
Goosehead Insurance
GSHD
$2.29B
$1K ﹤0.01%
10
– –
GT icon
616
Goodyear
GT
$1.74B
$1K ﹤0.01%
120
– –
HDGE icon
617
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$1K ﹤0.01%
20
– –
INSG icon
618
Inseego
INSG
$87.7M
$1K ﹤0.01%
6
– –
ITT icon
619
ITT
ITT
$18.9B
$1K ﹤0.01%
16
– –
KHC icon
620
Kraft Heinz
KHC
$29.6B
$1K ﹤0.01%
32
– –
KODK icon
621
Kodak
KODK
$978M
$1K ﹤0.01%
+141
New +$1.1K
LIT icon
622
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1K ﹤0.01%
27
– –
MTSI icon
623
MACOM Technology Solutions
MTSI
$22.7B
$1K ﹤0.01%
18
– –
MUX icon
624
McEwen Inc
MUX
$1.18B
$1K ﹤0.01%
52
– –
NAK
625
Northern Dynasty Minerals
NAK
$953M
$1K ﹤0.01%
600
– –
23 24
25
26 27

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.