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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDGE icon
601
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.1M
$1K ﹤0.01%
20
– –
HEES
602
DELISTED
H&E Equipment Services
HEES
$1K ﹤0.01%
+51
New +$1.23K
HL icon
603
Hecla Mining
HL
$11.8B
$1K ﹤0.01%
580
– –
ITT icon
604
ITT
ITT
$18.9B
$1K ﹤0.01%
16
– –
LIT icon
605
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1K ﹤0.01%
27
– –
NTLA icon
606
Intellia Therapeutics
NTLA
$1.68B
$1K ﹤0.01%
100
-112
-53% -$1.51K
OGI
607
Organigram Holdings
OGI
$148M
$1K ﹤0.01%
77
+75
+3,750% +$681
OPI
608
DELISTED
Office Properties Income Trust
OPI
$1K ﹤0.01%
53
– –
OR icon
609
OR Royalties Inc
OR
$6.32B
$1K ﹤0.01%
90
– –
PIPR icon
610
Piper Sandler
PIPR
$5.29B
$1K ﹤0.01%
112
– –
PRGO icon
611
Perrigo
PRGO
$1.75B
$1K ﹤0.01%
18
– –
QID icon
612
ProShares UltraShort QQQ
QID
$249M
$1K ﹤0.01%
+2
New +$915
QSR icon
613
Restaurant Brands International
QSR
$25.4B
$1K ﹤0.01%
+30
New +$1.7K
RACE icon
614
Ferrari
RACE
$71.5B
$1K ﹤0.01%
6
– –
RIG icon
615
Transocean
RIG
$6.33B
$1K ﹤0.01%
1,144
+179
+19% +$698
ROM icon
616
ProShares Ultra Technology
ROM
$1.27B
$1K ﹤0.01%
80
-80
-50% -$1.56K
RWT
617
Redwood Trust
RWT
$574M
$1K ﹤0.01%
+270
New +$4.02K
RXL icon
618
ProShares Ultra Health Care
RXL
$90.6M
$1K ﹤0.01%
48
-60
-56% -$1.73K
SNAP icon
619
Snap
SNAP
$9.05B
$1K ﹤0.01%
70
– –
SONY icon
620
Sony
SONY
$140B
$1K ﹤0.01%
125
– –
SPG icon
621
Simon Property Group
SPG
$71.5B
$1K ﹤0.01%
+17
New +$2.03K
SSRM icon
622
SSR Mining
SSRM
$6.4B
$1K ﹤0.01%
91
+1
+1% +$16
TEF
623
DELISTED
Telefonica
TEF
$1K ﹤0.01%
191
– –
TM icon
624
Toyota
TM
$224B
$1K ﹤0.01%
10
– –
ULTA icon
625
Ulta Beauty
ULTA
$23.6B
$1K ﹤0.01%
+6
New +$1.5K
23 24
25
26 27

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AAS
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FGAM
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MCM
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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.