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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HL icon
601
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
580
– –
IFF icon
602
International Flavors & Fragrances
IFF
$21.9B
$2K ﹤0.01%
+17
New +$2.17K
LDOS icon
603
Leidos
LDOS
$17.3B
$2K ﹤0.01%
17
– –
MAT icon
604
Mattel
MAT
$4.23B
$2K ﹤0.01%
111
+101
+1,010% +$1.2K
NEM icon
605
Newmont
NEM
$119B
$2K ﹤0.01%
49
– –
OPI
606
DELISTED
Office Properties Income Trust
OPI
$2K ﹤0.01%
53
– –
PIPR icon
607
Piper Sandler
PIPR
$5.29B
$2K ﹤0.01%
112
– –
RSPT icon
608
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$2K ﹤0.01%
110
– –
SGDM icon
609
Sprott Gold Miners ETF
SGDM
$662M
$2K ﹤0.01%
95
– –
SONY icon
610
Sony
SONY
$138B
$2K ﹤0.01%
125
– –
SPLV icon
611
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$2K ﹤0.01%
35
– –
SSRM icon
612
SSR Mining
SSRM
$6.48B
$2K ﹤0.01%
90
– –
STZ icon
613
Constellation Brands
STZ
$23.2B
$2K ﹤0.01%
12
– –
TRN icon
614
Trinity Industries
TRN
$2.38B
$2K ﹤0.01%
100
– –
VYM icon
615
Vanguard High Dividend Yield ETF
VYM
$82.8B
$2K ﹤0.01%
20
– –
WIX icon
616
WIX.com
WIX
$2.52B
$2K ﹤0.01%
18
– –
BKCC
617
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
500
– –
FRGI
618
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$2K ﹤0.01%
200
– –
BBBY
619
DELISTED
Bed Bath & Beyond Inc
BBBY
$2K ﹤0.01%
100
– –
ATHX
620
DELISTED
Athersys, Inc. Common Stock
ATHX
$2K ﹤0.01%
80
– –
PRSP
621
DELISTED
Perspecta Inc. Common Stock
PRSP
$2K ﹤0.01%
85
– –
APHA
622
DELISTED
Aphria Inc. Common Shares
APHA
$2K ﹤0.01%
355
– –
ACA icon
623
Arcosa
ACA
$7.11B
$1K ﹤0.01%
33
– –
AMBA icon
624
Ambarella
AMBA
$3.81B
$1K ﹤0.01%
+10
New +$554
BHF icon
625
Brighthouse Financial
BHF
$3.5B
$1K ﹤0.01%
24
+12
+100% +$472
23 24
25
26 27

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MCM
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.