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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTRS icon
601
Viatris
VTRS
$18.9B
$1K ﹤0.01%
33
– –
JBTM
602
JBT Marel
JBTM
$6.39B
$1K ﹤0.01%
12
– –
PACW
603
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
HEXO
604
DELISTED
HEXO Corp. Common Shares
HEXO
$1K ﹤0.01%
3
– –
DBD
605
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
129
– –
BBBY
606
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
100
– –
DRE
607
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
– –
ADNT icon
608
Adient
ADNT
$1.5B
$0 ﹤0.01%
8
– –
ARWR icon
609
Arrowhead Research
ARWR
$12.4B
– –
-200
Closed -$5K
BHF icon
610
Brighthouse Financial
BHF
$3.5B
$0 ﹤0.01%
12
– –
BBBY
611
Bed Bath & Beyond
BBBY
$442M
$0 ﹤0.01%
+60
New +$820
CATH icon
612
Global X S&P 500 Catholic Values ETF
CATH
$1.34B
$0 ﹤0.01%
+1
New +$36
CCJ icon
613
Cameco
CCJ
$42.4B
– –
-250
Closed -$3K
CMG icon
614
Chipotle Mexican Grill
CMG
$41.5B
– –
-10,000
Closed -$147K
CRSP icon
615
CRISPR Therapeutics
CRSP
$5.17B
– –
-65
Closed -$3K
CVU icon
616
CPI Aerostructures
CVU
$68.5M
$0 ﹤0.01%
1
– –
DLR icon
617
Digital Realty Trust
DLR
$71.7B
– –
-33
Closed -$4K
CHRN
618
ChronoScale Holdings
CHRN
$3.04B
$0 ﹤0.01%
4
– –
EPR icon
619
EPR Properties
EPR
$4.77B
– –
-246
Closed -$18K
FSLR icon
620
First Solar
FSLR
$26.9B
– –
-30
Closed -$2K
GLTR icon
621
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
– –
-170
Closed -$12K
HASI icon
622
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
– –
-19
Closed -$1K
IGPT icon
623
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$0 ﹤0.01%
15
– –
JD icon
624
JD.com
JD
$44.5B
– –
-120
Closed -$4K
JNUG icon
625
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$531M
– –
-4
Closed -$2K
23 24
25
26 27

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.