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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSRM icon
601
SSR Mining
SSRM
$6.48B
$1K ﹤0.01%
90
– –
TAN icon
602
Invesco Solar ETF
TAN
$1.49B
$1K ﹤0.01%
46
– –
TEF
603
DELISTED
Telefonica
TEF
$1K ﹤0.01%
191
– –
UEC icon
604
Uranium Energy
UEC
$5.57B
$1K ﹤0.01%
440
– –
VTRS icon
605
Viatris
VTRS
$18.9B
$1K ﹤0.01%
33
-1,255
-97% -$40.7K
WPRT
606
Westport Fuel Systems
WPRT
$35.7M
$1K ﹤0.01%
100
– –
YUMC icon
607
Yum China
YUMC
$16.3B
$1K ﹤0.01%
39
– –
GAP
608
The Gap Inc
GAP
$7.37B
$1K ﹤0.01%
46
– –
PACW
609
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
BBBY
610
DELISTED
Bed Bath & Beyond Inc
BBBY
$1K ﹤0.01%
100
– –
DRE
611
DELISTED
Duke Realty Corp.
DRE
$1K ﹤0.01%
33
-200
-86% -$5.55K
PRSP
612
DELISTED
Perspecta Inc. Common Stock
PRSP
$1K ﹤0.01%
85
– –
GM.WS.B
613
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
MXWL
614
DELISTED
Maxwell Technologies Inc
MXWL
$1K ﹤0.01%
589
– –
NFX
615
DELISTED
Newfield Exploration
NFX
$1K ﹤0.01%
64
– –
GOV
616
DELISTED
Government Properties Income Trust
GOV
$1K ﹤0.01%
215
+100
+87% +$889
GG
617
DELISTED
Goldcorp Inc
GG
$1K ﹤0.01%
150
– –
ACCO icon
618
Acco Brands
ACCO
$407M
– –
-141
Closed -$2K
ADNT icon
619
Adient
ADNT
$1.5B
$0 ﹤0.01%
22
-33
-60% -$854
AGCO icon
620
AGCO
AGCO
$7.2B
– –
-220
Closed -$13K
AIEQ icon
621
Amplify AI Powered Equity ETF
AIEQ
$123M
– –
-81
Closed -$2K
BB icon
622
BlackBerry
BB
$5.26B
– –
-40
Closed –
BCE icon
623
BCE
BCE
$21.2B
– –
-50
Closed -$2K
BHC icon
624
Bausch Health
BHC
$2.34B
– –
-2,000
Closed -$51K
BHF icon
625
Brighthouse Financial
BHF
$3.5B
$0 ﹤0.01%
12
+11
+1,100% +$429
23 24
25
26 27

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.