We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
601
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
JPC icon
602
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$1K ﹤0.01%
80
-80
-50% -$749
JRS icon
603
Nuveen Real Estate Income Fund
JRS
$246M
$1K ﹤0.01%
80
-80
-50% -$806
KGC icon
604
Kinross Gold
KGC
$32.8B
$1K ﹤0.01%
545
– –
KSS icon
605
Kohl's
KSS
$2.19B
$1K ﹤0.01%
15
– –
LHX icon
606
L3Harris
LHX
$53.4B
$1K ﹤0.01%
3
– –
M icon
607
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
MJ icon
608
Amplify Alternative Harvest ETF
MJ
$105M
$1K ﹤0.01%
2
– –
MUX icon
609
McEwen Inc
MUX
$1.18B
$1K ﹤0.01%
52
– –
OR icon
610
OR Royalties Inc
OR
$6.2B
$1K ﹤0.01%
90
– –
PPBI
611
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
PRGO icon
612
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
18
– –
PSQ icon
613
ProShares Short QQQ
PSQ
$722M
$1K ﹤0.01%
6
– –
HTT
614
High Templar Tech Ltd
HTT
$391M
$1K ﹤0.01%
219
– –
SAND
615
DELISTED
Sandstorm Gold
SAND
$1K ﹤0.01%
385
– –
SGDM icon
616
Sprott Gold Miners ETF
SGDM
$662M
$1K ﹤0.01%
95
– –
SNAP icon
617
Snap
SNAP
$9.01B
$1K ﹤0.01%
70
– –
SSRM icon
618
SSR Mining
SSRM
$6.48B
$1K ﹤0.01%
90
– –
TAN icon
619
Invesco Solar ETF
TAN
$1.49B
$1K ﹤0.01%
46
– –
TEF
620
DELISTED
Telefonica
TEF
$1K ﹤0.01%
191
– –
UEC icon
621
Uranium Energy
UEC
$5.57B
$1K ﹤0.01%
440
– –
YUMC icon
622
Yum China
YUMC
$16.3B
$1K ﹤0.01%
39
– –
GAP
623
The Gap Inc
GAP
$7.37B
$1K ﹤0.01%
46
– –
PACW
624
DELISTED
PacWest Bancorp
PACW
$1K ﹤0.01%
30
– –
JPS
625
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1K ﹤0.01%
158
-158
-50% -$1.4K
23 24
25
26 27

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.