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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MELI icon
601
Mercado Libre
MELI
$96.3B
$2K ﹤0.01%
+7
New +$1.89K
NGD
602
DELISTED
New Gold Inc
NGD
$2K ﹤0.01%
526
– –
PIPR icon
603
Piper Sandler
PIPR
$5.13B
$2K ﹤0.01%
112
– –
PRGO icon
604
Perrigo
PRGO
$1.48B
$2K ﹤0.01%
18
– –
BCIC
605
BCP Investment Corp
BCIC
$91.3M
$2K ﹤0.01%
56
– –
HTT
606
High Templar Tech Ltd
HTT
$391M
$2K ﹤0.01%
+132
New +$2.54K
RIG icon
607
Transocean
RIG
$5.78B
$2K ﹤0.01%
205
– –
SAND
608
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
385
– –
SGDM icon
609
Sprott Gold Miners ETF
SGDM
$570M
$2K ﹤0.01%
95
– –
SIVR icon
610
abrdn Physical Silver Shares ETF
SIVR
$4.13B
$2K ﹤0.01%
+100
New +$1.63K
STX icon
611
Seagate
STX
$192B
$2K ﹤0.01%
50
-50
-50% -$1.91K
TRIP icon
612
TripAdvisor
TRIP
$1.69B
$2K ﹤0.01%
47
– –
VRDN icon
613
Viridian Therapeutics
VRDN
$2.13B
$2K ﹤0.01%
+13
New +$1.66K
XYL icon
614
Xylem
XYL
$27.8B
$2K ﹤0.01%
32
– –
YUMC icon
615
Yum China
YUMC
$16.6B
$2K ﹤0.01%
39
– –
GAP
616
The Gap Inc
GAP
$7.38B
$2K ﹤0.01%
46
– –
DBD
617
DELISTED
Diebold Nixdorf Incorporated
DBD
$2K ﹤0.01%
129
+1
+0.8% +$19
BBBY
618
DELISTED
Bed Bath & Beyond Inc
BBBY
$2K ﹤0.01%
100
– –
STI
619
DELISTED
SunTrust Banks, Inc.
STI
$2K ﹤0.01%
33
-1,000
-97% -$61.1K
NFX
620
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
GOV
621
DELISTED
Government Properties Income Trust
GOV
$2K ﹤0.01%
115
– –
KERX
622
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$2K ﹤0.01%
+437
New +$2.41K
ETP
623
DELISTED
Energy Transfer Partners, L.P.
ETP
$2K ﹤0.01%
101
– –
FTR
624
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
236
+200
+556% +$1.87K
GG
625
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
150
– –
23 24
25
26 27

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.