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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VANI icon
601
Vivani Medical
VANI
$118M
$2K ﹤0.01%
63
– –
VTI icon
602
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
$2K ﹤0.01%
+13
New +$1.65K
XYL icon
603
Xylem
XYL
$28.4B
$2K ﹤0.01%
32
– –
YUMC icon
604
Yum China
YUMC
$16.3B
$2K ﹤0.01%
39
– –
BBBY
605
DELISTED
Bed Bath & Beyond Inc
BBBY
$2K ﹤0.01%
100
– –
TIF
606
DELISTED
Tiffany & Co.
TIF
$2K ﹤0.01%
26
– –
CHK
607
DELISTED
Chesapeake Energy Corporation
CHK
$2K ﹤0.01%
3
– –
NFX
608
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
GOV
609
DELISTED
Government Properties Income Trust
GOV
$2K ﹤0.01%
115
– –
ETP
610
DELISTED
Energy Transfer Partners, L.P.
ETP
$2K ﹤0.01%
101
– –
CBI
611
DELISTED
Chicago Bridge & Iron Nv
CBI
$2K ﹤0.01%
100
– –
TIME
612
DELISTED
Time Inc.
TIME
$2K ﹤0.01%
115
– –
GG
613
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
150
– –
APA icon
614
APA Corp
APA
$12.4B
$1K ﹤0.01%
27
– –
BKD icon
615
Brookdale Senior Living
BKD
$3.45B
$1K ﹤0.01%
95
– –
CARS icon
616
Cars.com
CARS
$665M
$1K ﹤0.01%
50
– –
CRM icon
617
Salesforce
CRM
$157B
$1K ﹤0.01%
15
-100
-87% -$9.2K
CTAS icon
618
Cintas
CTAS
$80.4B
$1K ﹤0.01%
16
– –
DOC icon
619
Healthpeak Properties
DOC
$15.1B
$1K ﹤0.01%
23
– –
CHRN
620
ChronoScale Holdings
CHRN
$3.47B
$1K ﹤0.01%
4
+2
+100% +$710
ERIC icon
621
Ericsson
ERIC
$33.1B
$1K ﹤0.01%
160
– –
EXK
622
Endeavour Silver
EXK
$2.66B
$1K ﹤0.01%
+500
New +$1.29K
FSLR icon
623
First Solar
FSLR
$25.3B
$1K ﹤0.01%
30
– –
GFI icon
624
Gold Fields
GFI
$33.6B
$1K ﹤0.01%
125
– –
GM icon
625
General Motors
GM
$78.2B
$1K ﹤0.01%
36
– –
23 24
25
26 27

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MCM
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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.