We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGDM icon
601
Sprott Gold Miners ETF
SGDM
$611M
$2K ﹤0.01%
95
– –
SITC icon
602
SITE Centers
SITC
$172M
$2K ﹤0.01%
94
– –
SOXS icon
603
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.13B
– –
0
– –
TBF icon
604
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2K ﹤0.01%
67
– –
TEF
605
DELISTED
Telefonica
TEF
$2K ﹤0.01%
191
– –
URA icon
606
Global X Uranium ETF
URA
$5.94B
$2K ﹤0.01%
+100
New +$1.64K
USL icon
607
United States 12 Month Oil Fund,
USL
$42.3M
$2K ﹤0.01%
128
– –
XYL icon
608
Xylem
XYL
$28.5B
$2K ﹤0.01%
32
– –
QVCGA
609
DELISTED
QVC Group Inc Series A
QVCGA
$2K ﹤0.01%
2
– –
PXD
610
DELISTED
Pioneer Natural Resource Co.
PXD
$2K ﹤0.01%
+10
New +$1.85K
BFX
611
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
133
– –
RAD
612
DELISTED
Rite Aid Corporation
RAD
$2K ﹤0.01%
+25
New +$3.01K
CLR
613
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$2K ﹤0.01%
+34
New +$1.6K
RDS.B
614
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
+28
New +$1.59K
TIF
615
DELISTED
Tiffany & Co.
TIF
$2K ﹤0.01%
+26
New +$2.22K
MNK
616
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
36
– –
HCR
617
DELISTED
Hi-Crush Inc. Common Stock
HCR
$2K ﹤0.01%
112
– –
STI
618
DELISTED
SunTrust Banks, Inc.
STI
$2K ﹤0.01%
33
– –
APC
619
DELISTED
Anadarko Petroleum
APC
$2K ﹤0.01%
+26
New +$1.73K
SDLP
620
DELISTED
SEADRILL PARTNERS LLC
SDLP
$2K ﹤0.01%
52
– –
NFX
621
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
GOV
622
DELISTED
Government Properties Income Trust
GOV
$2K ﹤0.01%
115
– –
WIN
623
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
61
-40
-40% -$1.43K
TIME
624
DELISTED
Time Inc.
TIME
$2K ﹤0.01%
119
-8
-6% -$152
GG
625
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
150
– –
23 24
25
26 27

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.