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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERIC icon
601
Ericsson
ERIC
$33.3B
$1K ﹤0.01%
160
-114
-42% -$629
FORM icon
602
FormFactor
FORM
$9.17B
$1K ﹤0.01%
112
– –
FSLR icon
603
First Solar
FSLR
$26.9B
$1K ﹤0.01%
30
– –
GRPN icon
604
Groupon
GRPN
$951M
$1K ﹤0.01%
10
– –
ITT icon
605
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
KSS icon
606
Kohl's
KSS
$2.19B
$1K ﹤0.01%
15
– –
M icon
607
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
MFC icon
608
Manulife Financial
MFC
$73.5B
$1K ﹤0.01%
81
-82
-50% -$1.34K
PPBI
609
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
RGEN icon
610
Repligen
RGEN
$9.25B
$1K ﹤0.01%
26
– –
SCHR
611
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1K ﹤0.01%
34
– –
SOXS icon
612
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.05B
– –
0
– –
TEF
613
DELISTED
Telefonica
TEF
$1K ﹤0.01%
191
-1
-0.5% -$7
VIRT icon
614
Virtu Financial
VIRT
$4.93B
$1K ﹤0.01%
50
– –
WB icon
615
Weibo
WB
$1.95B
$1K ﹤0.01%
20
-36
-64% -$1.72K
WPRT
616
Westport Fuel Systems
WPRT
$35.7M
$1K ﹤0.01%
+100
New +$1.39K
YUMC icon
617
Yum China
YUMC
$16.3B
$1K ﹤0.01%
+39
New +$1.06K
GAP
618
The Gap Inc
GAP
$7.37B
$1K ﹤0.01%
46
– –
NVCN
619
DELISTED
Neovasc Inc.
NVCN
– –
0
– –
MMAC
620
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$1K ﹤0.01%
40
– –
GLOG
621
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
71
+1
+1% +$16
LM
622
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
CHK
623
DELISTED
Chesapeake Energy Corporation
CHK
– –
0
– –
GM.WS.B
624
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
TAHO
625
DELISTED
Tahoe Resources Inc
TAHO
$1K ﹤0.01%
100
– –
23 24
25
26 27

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MCM
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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.