We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETP
601
DELISTED
Energy Transfer Partners L.p.
ETP
$2K ﹤0.01%
+67
New +$2.63K
ACCO icon
602
Acco Brands
ACCO
$407M
$1K ﹤0.01%
141
– –
AEG icon
603
Aegon
AEG
$14.1B
$1K ﹤0.01%
+242
New +$722
AER icon
604
AerCap
AER
$23.8B
$1K ﹤0.01%
+27
New +$1.02K
BBVA icon
605
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$1K ﹤0.01%
+155
New +$895
CPA icon
606
Copa Holdings
CPA
$5.8B
$1K ﹤0.01%
16
– –
DD icon
607
DuPont de Nemours
DD
$19.2B
$1K ﹤0.01%
10
– –
DOC icon
608
Healthpeak Properties
DOC
$14.8B
$1K ﹤0.01%
25
– –
FMS icon
609
Fresenius Medical Care
FMS
$12.9B
$1K ﹤0.01%
+24
New +$1.07K
FORM icon
610
FormFactor
FORM
$9.17B
$1K ﹤0.01%
112
– –
FSLR icon
611
First Solar
FSLR
$26.9B
$1K ﹤0.01%
30
– –
GM icon
612
General Motors
GM
$76.8B
$1K ﹤0.01%
36
– –
GRPN icon
613
Groupon
GRPN
$951M
$1K ﹤0.01%
10
– –
ITT icon
614
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
KSS icon
615
Kohl's
KSS
$2.19B
$1K ﹤0.01%
15
– –
M icon
616
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
NGG icon
617
National Grid
NGG
$81.3B
$1K ﹤0.01%
+22
New +$1.52K
IFLN
618
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$1K ﹤0.01%
+27
New +$505
PPBI
619
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
RGEN icon
620
Repligen
RGEN
$9.25B
$1K ﹤0.01%
26
– –
SCHR
621
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1K ﹤0.01%
34
-2
-6% -$56
SNN icon
622
Smith & Nephew
SNN
$12.6B
$1K ﹤0.01%
+31
New +$1.04K
SOXS icon
623
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.05B
– –
0
– –
SPTL icon
624
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$1K ﹤0.01%
24
+12
+100% +$479
TBF icon
625
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$1K ﹤0.01%
67
– –
23 24
25
26 27

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.