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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEVO icon
601
Gevo
GEVO
$382M
$1K ﹤0.01%
8
+3
+60% +$493
GRPN icon
602
Groupon
GRPN
$1.02B
$1K ﹤0.01%
10
– –
HRI icon
603
Herc Holdings
HRI
$5.61B
$1K ﹤0.01%
43
– –
ITT icon
604
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
KSS icon
605
Kohl's
KSS
$2.19B
$1K ﹤0.01%
15
– –
MVIS icon
606
Microvision
MVIS
$79M
$1K ﹤0.01%
21
– –
RGEN icon
607
Repligen
RGEN
$9.25B
$1K ﹤0.01%
26
– –
RIG icon
608
Transocean
RIG
$5.82B
$1K ﹤0.01%
138
– –
SCHR
609
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$1K ﹤0.01%
+36
New +$985
UAA icon
610
Under Armour
UAA
$2.6B
$1K ﹤0.01%
+24
New +$947
VIRT icon
611
Virtu Financial
VIRT
$4.93B
$1K ﹤0.01%
50
– –
XYL icon
612
Xylem
XYL
$28.1B
$1K ﹤0.01%
32
– –
GAP
613
The Gap Inc
GAP
$7.37B
$1K ﹤0.01%
46
– –
LL
614
DELISTED
LL Flooring Holdings, Inc.
LL
$1K ﹤0.01%
87
– –
ABMD
615
DELISTED
Abiomed Inc
ABMD
$1K ﹤0.01%
14
– –
SQBG
616
DELISTED
Sequential Brands Group, Inc.
SQBG
$1K ﹤0.01%
3
– –
MMAC
617
DELISTED
MMA Capital Holdings, Inc. Common Stock
MMAC
$1K ﹤0.01%
40
– –
GLOG
618
DELISTED
GASLOG LTD
GLOG
$1K ﹤0.01%
69
+1
+1% +$9
LM
619
DELISTED
Legg Mason, Inc.
LM
$1K ﹤0.01%
20
– –
STI
620
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
33
– –
ZF
621
DELISTED
Virtus Total Return Fund Inc.
ZF
$1K ﹤0.01%
102
– –
LGCY
622
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
– –
0
– –
TAHO
623
DELISTED
Tahoe Resources Inc
TAHO
$1K ﹤0.01%
+100
New +$892
TIME
624
DELISTED
Time Inc.
TIME
$1K ﹤0.01%
65
-3
-4% -$43
ATW
625
DELISTED
Atwood Oceanics
ATW
$1K ﹤0.01%
72
– –
23 24
25
26 27

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.