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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.13%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$135M
AUM Growth
-$3.37M
Cap. Flow
-$2.69M
Cap. Flow %
-1.99%
Top 10 Hldgs %
43.02%
Holding
690
New
42
Increased
94
Reduced
84
Closed
49

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$8.99M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$150K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$90.8K
5
QRVO icon
Qorvo
QRVO
+$65.6K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$10M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.27M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$833K
4
MSFT icon
Microsoft
MSFT
+$735K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$514K

Sector Composition

Rank Sector Weight
1 Technology 24.4%
2 Industrials 7.87%
3 Healthcare 5.49%
4 Consumer Discretionary 4.64%
5 Consumer Staples 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLS
601
DELISTED
EXELIS INC COM STK
XLS
$1K ﹤0.01%
32
– –
NWBO
602
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$1K ﹤0.01%
142
– –
KKD
603
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
BSCF
604
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1K ﹤0.01%
48
+1
+2% +$22
WOOF
605
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
25
– –
AMCC
606
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1K ﹤0.01%
167
– –
ALGT icon
607
Allegiant Air
ALGT
$2.57B
– –
-12
Closed -$2K
AVNS
608
DELISTED
Avanos Medical
AVNS
$0 ﹤0.01%
4
– –
BB icon
609
BlackBerry
BB
$5.26B
$0 ﹤0.01%
40
– –
CORN icon
610
Teucrium Corn Fund
CORN
$168M
– –
-150
Closed -$4K
CROX icon
611
Crocs
CROX
$6.55B
– –
-90
Closed -$1K
CTAS icon
612
Cintas
CTAS
$81.3B
$0 ﹤0.01%
16
– –
CVEO icon
613
Civeo
CVEO
$318M
– –
0
– –
DKS icon
614
Dick's Sporting Goods
DKS
$18.7B
– –
-55
Closed -$3K
DOG
615
ProShares Short Dow30
DOG
$97.3M
– –
-50
Closed -$5K
ECF
616
Ellsworth Growth & Income Fund
ECF
$172M
– –
-2,780
Closed -$24K
EXAS
617
DELISTED
Exact Sciences
EXAS
– –
-50
Closed -$1K
EXEL icon
618
Exelixis
EXEL
$13.4B
$0 ﹤0.01%
35
– –
GLAD icon
619
Gladstone Capital
GLAD
$446M
$0 ﹤0.01%
2
-151
-99% -$2.51K
GM icon
620
General Motors
GM
$76.8B
$0 ﹤0.01%
1
– –
GPRO icon
621
GoPro
GPRO
$126M
– –
-950
Closed -$60K
HEDJ icon
622
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
– –
-104
Closed -$3K
HLIT icon
623
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
32
– –
HOLX
624
DELISTED
Hologic
HOLX
– –
-100
Closed -$3K
IAG icon
625
IAMGOLD
IAG
$10.5B
$0 ﹤0.01%
250
– –
23 24
25
26 27

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Tradewinds Capital Management's Q1 2015 Portfolio in Review

As of Q1 2015, Tradewinds Capital Management held 690 positions worth $135M, down 2.4% from $138M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management's Q1 2015 filing shows 42 new, 94 increased, 84 reduced and 49 closed positions. Its largest new stake was Qorvo: 921 shares worth $73K. The largest sale was Schwab US REIT ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q1 2015 buy was Qorvo: 921 shares worth $73K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q1 2015, an estimated $8.99M increase.
  • Tradewinds Capital Management's biggest Q1 2015 reduction was Schwab US REIT ETF, cutting an estimated $10M.
  • Tradewinds Capital Management fully exited Eaton Vance California Municipal Bond II Shares of Ben. Int. in Q1 2015, selling an estimated $145K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $135M portfolio in Q1 2015.
  • Tradewinds Capital Management opened 42 new positions and closed 49 in Q1 2015.
  • Tradewinds Capital Management's portfolio value fell 2.4% quarter-over-quarter to $135M.

Based on Tradewinds Capital Management's 13F filing for Q1 2015, filed 4 May 2015.