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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.B
601
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
35
– –
LVNTA
602
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$1K ﹤0.01%
34
+30
+750% +$1.05K
GM.WS.A
603
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
35
– –
CRC
604
DELISTED
California Resources Corporation
CRC
$1K ﹤0.01%
+10
New +$602
ADT
605
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
25
-6
-19% -$206
MSO
606
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
146
– –
ZGNX
607
DELISTED
Zogenix, Inc.
ZGNX
$1K ﹤0.01%
125
– –
XLS
608
DELISTED
EXELIS INC COM STK
XLS
$1K ﹤0.01%
32
– –
IIP
609
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
NWBO
610
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$1K ﹤0.01%
142
– –
KKD
611
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
BSCF
612
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1K ﹤0.01%
47
– –
WOOF
613
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
25
– –
AMCC
614
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1K ﹤0.01%
167
– –
AG icon
615
First Majestic Silver
AG
$9.06B
– –
-500
Closed -$4K
AVNS
616
DELISTED
Avanos Medical
AVNS
$0 ﹤0.01%
+4
New +$157
BB icon
617
BlackBerry
BB
$5.26B
$0 ﹤0.01%
40
– –
BKN
618
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
– –
-21,000
Closed -$320K
BLDP
619
Ballard Power Systems
BLDP
$793M
– –
-33
Closed –
BRF icon
620
VanEck Brazil Small-Cap ETF
BRF
$21.4M
– –
-75
Closed -$2K
CLB icon
621
Core Laboratories
CLB
$520M
– –
-150
Closed -$22K
CRL icon
622
Charles River Laboratories
CRL
$12.8B
– –
-57
Closed -$3K
CTAS icon
623
Cintas
CTAS
$81.3B
$0 ﹤0.01%
16
– –
CVEO icon
624
Civeo
CVEO
$317M
– –
0
– –
DEM icon
625
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-52
Closed -$2K
23 24
25
26 27

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.