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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMV icon
601
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-15
Closed -$1K
EGHT icon
602
8x8 Inc
EGHT
$332M
– –
-300
Closed -$2K
EIDO icon
603
iShares MSCI Indonesia ETF
EIDO
$501M
– –
-50
Closed -$1K
EUO icon
604
ProShares UltraShort Euro
EUO
$34.6M
– –
-200
Closed -$3K
EXEL icon
605
Exelixis
EXEL
$13.4B
$0 ﹤0.01%
35
– –
FMN
606
Federated Hermes Premier Municipal Income Fund
FMN
$87.5M
– –
-20,983
Closed -$319K
FXY icon
607
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
– –
-35
Closed -$3K
GOGO icon
608
Gogo Inc
GOGO
$493M
– –
-100
Closed -$2K
HII icon
609
Huntington Ingalls Industries
HII
$12.8B
– –
-12
Closed -$1K
HLIT icon
610
Harmonic Inc
HLIT
$1.28B
$0 ﹤0.01%
32
– –
IHE icon
611
iShares US Pharmaceuticals ETF
IHE
$1.64B
– –
-156
Closed -$7K
ITB icon
612
iShares US Home Construction ETF
ITB
$2.35B
– –
-100
Closed -$2K
KGC icon
613
Kinross Gold
KGC
$32.8B
– –
-600
Closed -$2K
LIVE icon
614
Live Ventures
LIVE
$29.6M
– –
-53
Closed -$1K
LNN icon
615
Lindsay Corp
LNN
$1.18B
– –
-25
Closed -$2K
MET icon
616
MetLife
MET
$62.1B
– –
-122
Closed -$6K
NFG icon
617
National Fuel Gas
NFG
$7.65B
– –
-1,302
Closed -$102K
NOC icon
618
Northrop Grumman
NOC
$81.2B
– –
-72
Closed -$9K
NUGT icon
619
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
– –
-4
Closed -$7K
PBR icon
620
Petrobras
PBR
$116B
– –
-141
Closed -$2K
PIPR icon
621
Piper Sandler
PIPR
$5.29B
– –
-8
Closed –
PRTA icon
622
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
11
– –
RIG icon
623
Transocean
RIG
$5.82B
$0 ﹤0.01%
15
– –
ROM icon
624
ProShares Ultra Technology
ROM
$1.29B
– –
-960
Closed -$4K
RSPT icon
625
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
– –
-380
Closed -$3K
23 24
25
26 27

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AAS
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FGAM
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.