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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.A
601
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1K ﹤0.01%
35
– –
ADT
602
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
31
– –
GIG
603
DELISTED
GigPeak, Inc.
GIG
$1K ﹤0.01%
+1,000
New +$1.51K
MSO
604
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
146
– –
AOL
605
DELISTED
AOL INC COMMON STOCK
AOL
$1K ﹤0.01%
21
+2
+11% +$79
XLS
606
DELISTED
EXELIS INC COM STK
XLS
$1K ﹤0.01%
34
– –
IIP
607
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1K ﹤0.01%
165
– –
NWBO
608
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$1K ﹤0.01%
142
– –
KKD
609
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$1K ﹤0.01%
45
– –
BSCF
610
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$1K ﹤0.01%
47
– –
WOOF
611
DELISTED
VCA Inc.
WOOF
$1K ﹤0.01%
25
– –
AA icon
612
Alcoa
AA
$12.6B
– –
-126
Closed -$4K
ANF icon
613
Abercrombie & Fitch
ANF
$4.86B
– –
-100
Closed -$4K
BB icon
614
BlackBerry
BB
$5.12B
$0 ﹤0.01%
40
– –
BLDP
615
Ballard Power Systems
BLDP
$796M
$0 ﹤0.01%
33
– –
BSV icon
616
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-14
Closed -$1K
CTAS icon
617
Cintas
CTAS
$80.6B
$0 ﹤0.01%
16
– –
EMLC icon
618
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
– –
-11
Closed –
EPP icon
619
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
– –
-29
Closed -$1K
EWC icon
620
iShares MSCI Canada ETF
EWC
$6.27B
– –
-51
Closed -$2K
EWJ icon
621
iShares MSCI Japan ETF
EWJ
$22.5B
– –
-37
Closed -$2K
EXEL icon
622
Exelixis
EXEL
$14.3B
$0 ﹤0.01%
35
-7
-17% -$24
FE icon
623
FirstEnergy
FE
$27.7B
– –
-200
Closed -$7K
FIVE icon
624
Five Below
FIVE
$12.4B
– –
-90
Closed -$4K
FLOT icon
625
iShares Floating Rate Bond ETF
FLOT
$10.3B
– –
-41
Closed -$2K
23 24
25
26 27

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.