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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow %
97.16%
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$23.6M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$8.67M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.51M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$3.17M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.78M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 27.7%
2 Industrials 7.98%
3 Healthcare 5.49%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WU icon
601
Western Union
WU
$2.21B
$0 ﹤0.01%
+1
New +$18
VIVS
602
VivoSim Labs
VIVS
$1.64M
– –
0
– –
AVTA
603
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
+15
New +$405
BREW
604
DELISTED
Craft Brew Alliance, Inc.
BREW
$0 ﹤0.01%
+12
New +$186
LVNTA
605
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$0 ﹤0.01%
+8
New +$215
SBY
606
DELISTED
Silver Bay Realty Trust Corp.
SBY
$0 ﹤0.01%
+19
New +$299
EPIQ
607
DELISTED
EPIQ SYSTEMS INC
EPIQ
$0 ﹤0.01%
+14
New +$213
ENZN
608
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
$0 ﹤0.01%
+200
New +$308
CDE.WS
609
DELISTED
COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE
CDE.WS
$0 ﹤0.01%
+31
New +$57
STRZA
610
DELISTED
Starz - Series A
STRZA
$0 ﹤0.01%
+14
New +$402
PGH
611
DELISTED
Pengrowth Energy Corporation
PGH
$0 ﹤0.01%
+55
New +$346
21 22 23 24
25

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Tradewinds Capital Management's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.

Its largest position is Microsoft: 648,626 shares worth $24.3M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
  • Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.

Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.