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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
576
Fidelity National Information Services
FIS
$22.1B
$5K ﹤0.01%
42
– –
FVRR icon
577
Fiverr
FVRR
$339M
$5K ﹤0.01%
45
– –
GBX icon
578
The Greenbrier Companies
GBX
$1.46B
$5K ﹤0.01%
100
– –
HAS icon
579
Hasbro
HAS
$13.2B
$5K ﹤0.01%
50
– –
LQD icon
580
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$5K ﹤0.01%
40
– –
MDLZ icon
581
Mondelez International
MDLZ
$79.9B
$5K ﹤0.01%
69
-400
-85% -$24.7K
MLPA icon
582
Global X MLP ETF
MLPA
$2.28B
$5K ﹤0.01%
138
– –
ORA icon
583
Ormat Technologies
ORA
$6.65B
$5K ﹤0.01%
+63
New +$4.76K
PAA icon
584
Plains All American Pipeline
PAA
$16.1B
$5K ﹤0.01%
574
+9
+2% +$90
PARA
585
DELISTED
Paramount Global Class B
PARA
$5K ﹤0.01%
158
– –
PCG icon
586
PG&E
PCG
$38.5B
$5K ﹤0.01%
380
– –
PIPR icon
587
Piper Sandler
PIPR
$5.29B
$5K ﹤0.01%
112
– –
QQQJ icon
588
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
$5K ﹤0.01%
146
– –
ROM icon
589
ProShares Ultra Technology
ROM
$1.29B
$5K ﹤0.01%
80
– –
SBRA icon
590
Sabra Healthcare REIT
SBRA
$5.37B
$5K ﹤0.01%
350
– –
SILJ icon
591
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$5K ﹤0.01%
407
+2
+0.5% +$26
TDOC icon
592
Teladoc Health
TDOC
$1.3B
$5K ﹤0.01%
50
-50
-50% -$5.98K
USO icon
593
United States Oil Fund
USO
$1.67B
$5K ﹤0.01%
100
– –
XOS icon
594
Xos
XOS
$37.7M
$5K ﹤0.01%
54
– –
HEP
595
DELISTED
Holly Energy Partners, L.P.
HEP
$5K ﹤0.01%
300
– –
ABB
596
DELISTED
ABB Ltd
ABB
$5K ﹤0.01%
143
– –
MMX
597
DELISTED
Maverix Metals Inc. Common Shares
MMX
$5K ﹤0.01%
1,082
– –
ARKF icon
598
ARK Blockchain & Fintech Innovation ETF
ARKF
$761M
$4K ﹤0.01%
92
– –
BEAM icon
599
Beam Therapeutics
BEAM
$2.84B
$4K ﹤0.01%
50
– –
BLE
600
DELISTED
BlackRock Municipal Income Trust II
BLE
$4K ﹤0.01%
287
– –
22 23
24
25 26

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.