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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
576
EchoStar
ECHO
$26.2B
$4K ﹤0.01%
160
– –
SJM icon
577
J.M. Smucker
SJM
$12.8B
$4K ﹤0.01%
29
– –
FIRY
578
Firy Inc
FIRY
$163M
$4K ﹤0.01%
10
+5
+100% +$2.87K
SPH icon
579
Suburban Propane Partners
SPH
$1.18B
$4K ﹤0.01%
300
– –
SPXS icon
580
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$332M
$4K ﹤0.01%
+11
New +$3.85K
UA icon
581
Under Armour Class C
UA
$2.53B
$4K ﹤0.01%
212
– –
UEC icon
582
Uranium Energy
UEC
$5.57B
$4K ﹤0.01%
1,440
– –
USD icon
583
ProShares Ultra Semiconductors
USD
$2.94B
$4K ﹤0.01%
560
– –
NKLA
584
DELISTED
Nikola Corporation Common Stock
NKLA
$4K ﹤0.01%
+10
New +$5.69K
NVTA
585
DELISTED
Invitae Corporation
NVTA
$4K ﹤0.01%
100
– –
SI
586
DELISTED
Silvergate Capital Corporation
SI
$4K ﹤0.01%
30
-10
-25% -$1.19K
MFT
587
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
LAC
588
DELISTED
Lithium Americas Corp. Common Shares
LAC
$4K ﹤0.01%
+265
New +$4.95K
ACLS icon
589
Axcelis
ACLS
$4.33B
$3K ﹤0.01%
+75
New +$2.8K
APOG icon
590
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
BIPC icon
591
Brookfield Infrastructure
BIPC
$4.85B
$3K ﹤0.01%
50
– –
BNS icon
592
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
CIG icon
593
CEMIG Preferred Shares
CIG
$6.01B
$3K ﹤0.01%
2,148
– –
DDOG icon
594
Datadog
DDOG
$84B
$3K ﹤0.01%
35
+10
+40% +$964
ERIC icon
595
Ericsson
ERIC
$33.3B
$3K ﹤0.01%
235
+75
+47% +$955
ESRT icon
596
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
235
– –
EXC icon
597
Exelon
EXC
$47B
$3K ﹤0.01%
81
– –
HL icon
598
Hecla Mining
HL
$11.3B
$3K ﹤0.01%
580
– –
INO icon
599
Inovio Pharmaceuticals
INO
$69M
$3K ﹤0.01%
29
+1
+4% +$132
ITA icon
600
iShares US Aerospace & Defense ETF
ITA
$15B
$3K ﹤0.01%
28
– –
22 23
24
25 26

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.