We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
576
Exelon
EXC
$45.8B
$2K ﹤0.01%
81
– –
GFI icon
577
Gold Fields
GFI
$36.8B
$2K ﹤0.01%
125
– –
ITA icon
578
iShares US Aerospace & Defense ETF
ITA
$15B
$2K ﹤0.01%
28
– –
MAXN
579
DELISTED
Maxeon Solar Technologies
MAXN
$2K ﹤0.01%
+1
New +$1.75K
NUGT icon
580
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.22B
$2K ﹤0.01%
+20
New +$1.89K
PIPR icon
581
Piper Sandler
PIPR
$5.29B
$2K ﹤0.01%
112
– –
ROKU icon
582
Roku
ROKU
$22.5B
$2K ﹤0.01%
10
– –
ROM icon
583
ProShares Ultra Technology
ROM
$1.27B
$2K ﹤0.01%
80
– –
RXL icon
584
ProShares Ultra Health Care
RXL
$90.6M
$2K ﹤0.01%
48
– –
RXT icon
585
Rackspace Technology
RXT
$1.2B
$2K ﹤0.01%
+90
New +$1.65K
SNAP icon
586
Snap
SNAP
$9.05B
$2K ﹤0.01%
70
– –
SPLV icon
587
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$2K ﹤0.01%
35
– –
SSRM icon
588
SSR Mining
SSRM
$6.4B
$2K ﹤0.01%
90
– –
STZ icon
589
Constellation Brands
STZ
$22.8B
$2K ﹤0.01%
10
-15
-60% -$2.74K
TAK icon
590
Takeda Pharmaceutical
TAK
$56B
$2K ﹤0.01%
140
-50
-26% -$910
TAP icon
591
Molson Coors Class B
TAP
$7.93B
$2K ﹤0.01%
56
– –
TBI
592
Trueblue
TBI
$323M
$2K ﹤0.01%
150
– –
TER icon
593
Teradyne
TER
$57.1B
$2K ﹤0.01%
20
– –
TRN icon
594
Trinity Industries
TRN
$2.3B
$2K ﹤0.01%
100
– –
UA icon
595
Under Armour Class C
UA
$2.42B
$2K ﹤0.01%
212
– –
WRB icon
596
W.R. Berkley
WRB
$26.3B
$2K ﹤0.01%
56
– –
FRGI
597
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$2K ﹤0.01%
200
– –
PRSP
598
DELISTED
Perspecta Inc. Common Stock
PRSP
$2K ﹤0.01%
85
– –
APHA
599
DELISTED
Aphria Inc. Common Shares
APHA
$2K ﹤0.01%
355
– –
ACA icon
600
Arcosa
ACA
$7.11B
$1K ﹤0.01%
33
– –
22 23
24
25 26

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.