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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPPI
576
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$2K ﹤0.01%
700
– –
PRSP
577
DELISTED
Perspecta Inc. Common Stock
PRSP
$2K ﹤0.01%
85
– –
ACA icon
578
Arcosa
ACA
$7.11B
$1K ﹤0.01%
33
– –
ACB
579
Aurora Cannabis
ACB
$179M
$1K ﹤0.01%
14
– –
APOG icon
580
Apogee Enterprises
APOG
$887M
$1K ﹤0.01%
71
– –
BFH icon
581
Bread Financial
BFH
$4.38B
$1K ﹤0.01%
33
– –
BHF icon
582
Brighthouse Financial
BHF
$3.46B
$1K ﹤0.01%
24
– –
BIPC icon
583
Brookfield Infrastructure
BIPC
$4.71B
$1K ﹤0.01%
+50
New +$1.08K
CNC icon
584
Centene
CNC
$32.9B
$1K ﹤0.01%
+14
New +$849
COF icon
585
Capital One
COF
$134B
$1K ﹤0.01%
20
– –
CRON
586
Cronos Group
CRON
$1.11B
$1K ﹤0.01%
177
– –
CTAS icon
587
Cintas
CTAS
$81.1B
$1K ﹤0.01%
16
– –
DOC icon
588
Healthpeak Properties
DOC
$14.4B
$1K ﹤0.01%
23
– –
DOG
589
ProShares Short Dow30
DOG
$86.9M
$1K ﹤0.01%
+14
New +$739
DVN icon
590
Devon Energy
DVN
$49.9B
$1K ﹤0.01%
100
– –
EGHT icon
591
8x8 Inc
EGHT
$324M
$1K ﹤0.01%
+65
New +$1.19K
EMLC icon
592
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$1K ﹤0.01%
49
-73
-60% -$2.35K
ERIC icon
593
Ericsson
ERIC
$32.7B
$1K ﹤0.01%
160
– –
EWP icon
594
iShares MSCI Spain ETF
EWP
$2.2B
$1K ﹤0.01%
62
– –
AGNT
595
AGNT Inc
AGNT
$715M
$1K ﹤0.01%
240
– –
GFI icon
596
Gold Fields
GFI
$36.8B
$1K ﹤0.01%
125
– –
GM icon
597
General Motors
GM
$77.2B
$1K ﹤0.01%
37
-99
-73% -$3.02K
GPK icon
598
Graphic Packaging
GPK
$3.53B
$1K ﹤0.01%
50
– –
GPRO icon
599
GoPro
GPRO
$121M
$1K ﹤0.01%
200
-2
-1% -$7
GT icon
600
Goodyear
GT
$1.74B
$1K ﹤0.01%
120
– –
22 23
24
25 26

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.