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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUUU icon
576
Energy Fuels
UUUU
$3.53B
$3K ﹤0.01%
+1,550
New +$3.05K
WD icon
577
Walker & Dunlop
WD
$1.53B
$3K ﹤0.01%
47
– –
WDAY icon
578
Workday
WDAY
$44.4B
$3K ﹤0.01%
17
– –
WTRG icon
579
Essential Utilities
WTRG
$11.4B
$3K ﹤0.01%
+67
New +$3.02K
XYL icon
580
Xylem
XYL
$28.1B
$3K ﹤0.01%
32
– –
SPPI
581
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$3K ﹤0.01%
+700
New +$5.66K
CS
582
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
260
– –
RDS.B
583
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
43
– –
MFGP
584
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$3K ﹤0.01%
227
– –
AIG icon
585
American International
AIG
$41.3B
$2K ﹤0.01%
47
– –
ALC icon
586
Alcon
ALC
$35B
$2K ﹤0.01%
38
+5
+15% +$286
ANET icon
587
Arista Networks
ANET
$238B
$2K ﹤0.01%
160
– –
APOG icon
588
Apogee Enterprises
APOG
$908M
$2K ﹤0.01%
71
– –
ASML icon
589
ASML
ASML
$669B
$2K ﹤0.01%
7
– –
BLDP
590
Ballard Power Systems
BLDP
$790M
$2K ﹤0.01%
270
– –
BBBY
591
Bed Bath & Beyond
BBBY
$442M
$2K ﹤0.01%
326
+266
+443% +$1.78K
CDNS icon
592
Cadence Design Systems
CDNS
$93.4B
$2K ﹤0.01%
27
– –
COF icon
593
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
DOCU
594
DocuSign
DOCU
$11.5B
$2K ﹤0.01%
+27
New +$1.85K
EDU icon
595
New Oriental
EDU
$8.98B
$2K ﹤0.01%
+15
New +$1.79K
EWP icon
596
iShares MSCI Spain ETF
EWP
$2.17B
$2K ﹤0.01%
62
-2
-3% -$57
EZU icon
597
iShare MSCI Eurozone ETF
EZU
$9.91B
$2K ﹤0.01%
+51
New +$2.06K
FHN icon
598
First Horizon
FHN
$12.1B
$2K ﹤0.01%
100
– –
FNV icon
599
Franco-Nevada
FNV
$46B
$2K ﹤0.01%
+17
New +$1.64K
GT icon
600
Goodyear
GT
$1.85B
$2K ﹤0.01%
120
– –
22 23
24
25 26

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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.