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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPK icon
576
Graphic Packaging
GPK
$3.58B
$1K ﹤0.01%
50
– –
GPRO icon
577
GoPro
GPRO
$126M
$1K ﹤0.01%
202
– –
GRPN icon
578
Groupon
GRPN
$1.02B
$1K ﹤0.01%
10
– –
HDGE icon
579
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$1K ﹤0.01%
20
– –
HL icon
580
Hecla Mining
HL
$11.3B
$1K ﹤0.01%
580
– –
INO icon
581
Inovio Pharmaceuticals
INO
$69M
$1K ﹤0.01%
28
– –
ITT icon
582
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
LDOS icon
583
Leidos
LDOS
$17.3B
$1K ﹤0.01%
+17
New +$1.43K
LIT icon
584
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$1K ﹤0.01%
27
– –
M icon
585
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
MUX icon
586
McEwen Inc
MUX
$1.18B
$1K ﹤0.01%
52
– –
OLED icon
587
Universal Display
OLED
$4.19B
$1K ﹤0.01%
+4
New +$800
OR icon
588
OR Royalties Inc
OR
$6.2B
$1K ﹤0.01%
90
– –
OVV icon
589
Ovintiv
OVV
$16.4B
$1K ﹤0.01%
34
– –
PINS icon
590
Pinterest
PINS
$13.4B
$1K ﹤0.01%
50
– –
PPBI
591
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
PRGO icon
592
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
18
– –
RACE icon
593
Ferrari
RACE
$72.5B
$1K ﹤0.01%
+6
New +$957
RELX icon
594
RELX
RELX
$62B
$1K ﹤0.01%
+50
New +$1.19K
SNAP icon
595
Snap
SNAP
$9.01B
$1K ﹤0.01%
70
– –
SONY icon
596
Sony
SONY
$138B
$1K ﹤0.01%
+125
New +$1.41K
SSRM icon
597
SSR Mining
SSRM
$6.48B
$1K ﹤0.01%
90
– –
TEF
598
DELISTED
Telefonica
TEF
$1K ﹤0.01%
191
– –
TPR icon
599
Tapestry
TPR
$32.8B
$1K ﹤0.01%
30
– –
VHC icon
600
VirnetX Holding Corp
VHC
$63.1M
$1K ﹤0.01%
5
– –
22 23
24
25 26

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.