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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
576
3D Systems Corp
DDD
$613M
$1K ﹤0.01%
89
– –
DOC icon
577
Healthpeak Properties
DOC
$14.8B
$1K ﹤0.01%
23
– –
CHRN
578
ChronoScale Holdings
CHRN
$3.04B
$1K ﹤0.01%
4
– –
ERIC icon
579
Ericsson
ERIC
$33.3B
$1K ﹤0.01%
160
– –
AGNT
580
AGNT Inc
AGNT
$734M
$1K ﹤0.01%
+240
New +$1.35K
FLR icon
581
Fluor
FLR
$7.96B
$1K ﹤0.01%
28
– –
FSLR icon
582
First Solar
FSLR
$26.9B
$1K ﹤0.01%
30
– –
GPK icon
583
Graphic Packaging
GPK
$3.58B
$1K ﹤0.01%
50
– –
GPRO icon
584
GoPro
GPRO
$126M
$1K ﹤0.01%
202
– –
GRPN icon
585
Groupon
GRPN
$1.02B
$1K ﹤0.01%
10
– –
HES
586
DELISTED
Hess
HES
$1K ﹤0.01%
35
-124
-78% -$7.07K
HL icon
587
Hecla Mining
HL
$11.3B
$1K ﹤0.01%
580
– –
INO icon
588
Inovio Pharmaceuticals
INO
$69M
$1K ﹤0.01%
28
– –
ITT icon
589
ITT
ITT
$19.1B
$1K ﹤0.01%
16
– –
IXJ icon
590
iShares Global Healthcare ETF
IXJ
$4.18B
$1K ﹤0.01%
+26
New +$1.56K
KN icon
591
Knowles
KN
$3.34B
$1K ﹤0.01%
100
– –
KSS icon
592
Kohl's
KSS
$2.19B
$1K ﹤0.01%
15
– –
M icon
593
Macy's
M
$6.68B
$1K ﹤0.01%
36
– –
MUX icon
594
McEwen Inc
MUX
$1.18B
$1K ﹤0.01%
52
– –
OR icon
595
OR Royalties Inc
OR
$6.2B
$1K ﹤0.01%
90
– –
PPBI
596
DELISTED
Pacific Premier Bancorp
PPBI
$1K ﹤0.01%
34
– –
PRGO icon
597
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
18
– –
PSQ icon
598
ProShares Short QQQ
PSQ
$722M
$1K ﹤0.01%
6
– –
HTT
599
High Templar Tech Ltd
HTT
$391M
$1K ﹤0.01%
219
– –
SH icon
600
ProShares Short S&P500
SH
$897M
$1K ﹤0.01%
+9
New +$1.06K
22 23
24
25 26

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.