We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDGE icon
576
AdvisorShares Ranger Equity Bear ETF
HDGE
$54.1M
$2K ﹤0.01%
20
– –
HMY icon
577
Harmony Gold Mining
HMY
$10.5B
$2K ﹤0.01%
1,071
– –
IEMG icon
578
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2K ﹤0.01%
30
– –
IGSB icon
579
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2K ﹤0.01%
+38
New +$2K
INO icon
580
Inovio Pharmaceuticals
INO
$68.5M
$2K ﹤0.01%
28
– –
JPC icon
581
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$2K ﹤0.01%
160
– –
JRS icon
582
Nuveen Real Estate Income Fund
JRS
$248M
$2K ﹤0.01%
160
– –
KGC icon
583
Kinross Gold
KGC
$28B
$2K ﹤0.01%
545
– –
KN icon
584
Knowles
KN
$3.45B
$2K ﹤0.01%
+100
New +$1.54K
KNDI
585
Kandi Technologies Group
KNDI
$70.3M
$2K ﹤0.01%
400
– –
MA icon
586
Mastercard
MA
$500B
$2K ﹤0.01%
11
– –
MFC icon
587
Manulife Financial
MFC
$74.4B
$2K ﹤0.01%
81
– –
NGD
588
DELISTED
New Gold Inc
NGD
$2K ﹤0.01%
526
+400
+317% +$1.38K
PIPR icon
589
Piper Sandler
PIPR
$5.14B
$2K ﹤0.01%
+112
New +$1.65K
PRGO icon
590
Perrigo
PRGO
$1.49B
$2K ﹤0.01%
18
– –
BCIC
591
BCP Investment Corp
BCIC
$90.6M
$2K ﹤0.01%
56
– –
RIG icon
592
Transocean
RIG
$5.78B
$2K ﹤0.01%
205
– –
SAND
593
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
385
-100
-21% -$438
SGDM icon
594
Sprott Gold Miners ETF
SGDM
$570M
$2K ﹤0.01%
95
– –
SPHD icon
595
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$2K ﹤0.01%
60
– –
TBF icon
596
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2K ﹤0.01%
67
– –
TEF
597
DELISTED
Telefonica
TEF
$2K ﹤0.01%
191
– –
TRIP icon
598
TripAdvisor
TRIP
$1.67B
$2K ﹤0.01%
47
– –
USCI icon
599
US Commodity Index
USCI
$359M
$2K ﹤0.01%
46
-99
-68% -$3.91K
USL icon
600
United States 12 Month Oil Fund,
USL
$42.6M
$2K ﹤0.01%
128
– –
22 23
24
25 26

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.