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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
576
Transocean
RIG
$5.89B
$2K ﹤0.01%
205
– –
SAND
577
DELISTED
Sandstorm Gold
SAND
$2K ﹤0.01%
485
+100
+26% +$380
SGDM icon
578
Sprott Gold Miners ETF
SGDM
$547M
$2K ﹤0.01%
95
– –
SPHD icon
579
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$2K ﹤0.01%
+60
New +$2.41K
TBF icon
580
ProShares Short 20+ Year Treasury ETF
TBF
$87.9M
$2K ﹤0.01%
67
– –
TEF
581
DELISTED
Telefonica
TEF
$2K ﹤0.01%
191
– –
TRIP icon
582
TripAdvisor
TRIP
$1.65B
$2K ﹤0.01%
47
-40
-46% -$1.65K
USL icon
583
United States 12 Month Oil Fund,
USL
$45.1M
$2K ﹤0.01%
128
– –
VANI icon
584
Vivani Medical
VANI
$110M
$2K ﹤0.01%
+63
New +$1.78K
WB icon
585
Weibo
WB
$2B
$2K ﹤0.01%
+36
New +$2.34K
WPRT
586
Westport Fuel Systems
WPRT
$33.4M
$2K ﹤0.01%
100
– –
XYL icon
587
Xylem
XYL
$27.3B
$2K ﹤0.01%
32
– –
YUMC icon
588
Yum China
YUMC
$16.5B
$2K ﹤0.01%
39
– –
CAJ
589
DELISTED
Canon, Inc.
CAJ
$2K ﹤0.01%
67
-68
-50% -$2.29K
TIF
590
DELISTED
Tiffany & Co.
TIF
$2K ﹤0.01%
26
– –
MNK
591
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
36
– –
CHK
592
DELISTED
Chesapeake Energy Corporation
CHK
$2K ﹤0.01%
+3
New +$3.22K
SDRL
593
DELISTED
Seadrill Limited Common Stock
SDRL
$2K ﹤0.01%
25
– –
STI
594
DELISTED
SunTrust Banks, Inc.
STI
$2K ﹤0.01%
33
– –
NFX
595
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
GOV
596
DELISTED
Government Properties Income Trust
GOV
$2K ﹤0.01%
115
– –
ETP
597
DELISTED
Energy Transfer Partners, L.P.
ETP
$2K ﹤0.01%
+101
New +$2.25K
CBI
598
DELISTED
Chicago Bridge & Iron Nv
CBI
$2K ﹤0.01%
100
– –
TIME
599
DELISTED
Time Inc.
TIME
$2K ﹤0.01%
115
-4
-3% -$60
GG
600
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
150
– –
22 23
24
25 26

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PDL
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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.