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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSX
576
DELISTED
VanEck Russia ETF
RSX
$2K ﹤0.01%
102
-98
-49% -$1.9K
ABMD
577
DELISTED
Abiomed Inc
ABMD
$2K ﹤0.01%
14
– –
MNK
578
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
36
-1
-3% -$59
HCR
579
DELISTED
Hi-Crush Inc. Common Stock
HCR
$2K ﹤0.01%
112
– –
MLNX
580
DELISTED
Mellanox Technologies, Ltd.
MLNX
$2K ﹤0.01%
50
– –
STI
581
DELISTED
SunTrust Banks, Inc.
STI
$2K ﹤0.01%
33
– –
SDLP
582
DELISTED
SEADRILL PARTNERS LLC
SDLP
$2K ﹤0.01%
52
– –
TIER
583
DELISTED
TIER REIT, Inc.
TIER
$2K ﹤0.01%
115
– –
GOV
584
DELISTED
Government Properties Income Trust
GOV
$2K ﹤0.01%
115
– –
TAO
585
DELISTED
Invesco China Real Estate ETF
TAO
$2K ﹤0.01%
125
– –
AAAP
586
DELISTED
Advanced Accelerator Applications S.A.
AAAP
$2K ﹤0.01%
+77
New +$2.59K
TIME
587
DELISTED
Time Inc.
TIME
$2K ﹤0.01%
127
-4
-3% -$59
CEMP
588
DELISTED
Cempra, Inc.
CEMP
$2K ﹤0.01%
+875
New +$10.6K
FTR
589
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
37
– –
GG
590
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
150
– –
AUNZ
591
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$2K ﹤0.01%
102
– –
WOOF
592
DELISTED
VCA Inc.
WOOF
$2K ﹤0.01%
25
– –
ETP
593
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-67
Closed -$2.39K
SPN
594
DELISTED
Superior Energy Services, Inc.
SPN
$2K ﹤0.01%
14
– –
BKD icon
595
Brookdale Senior Living
BKD
$3.4B
$1K ﹤0.01%
95
– –
MBAI
596
Check-Cap
MBAI
$10.9M
$1K ﹤0.01%
+2
New +$1.07K
CPA icon
597
Copa Holdings
CPA
$5.8B
$1K ﹤0.01%
16
– –
CRM icon
598
Salesforce
CRM
$158B
$1K ﹤0.01%
15
-34
-69% -$2.47K
DOC icon
599
Healthpeak Properties
DOC
$14.8B
$1K ﹤0.01%
23
-2
-8% -$61
DVN icon
600
Devon Energy
DVN
$47.3B
$1K ﹤0.01%
22
-23
-51% -$1.02K
22 23
24
25 26

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.