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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRN icon
576
Trinity Industries
TRN
$2.38B
$2K ﹤0.01%
139
-833
-86% -$13.7K
TRUE
577
DELISTED
TrueCar
TRUE
$2K ﹤0.01%
+200
New +$1.87K
USL icon
578
United States 12 Month Oil Fund,
USL
$43.2M
$2K ﹤0.01%
128
– –
UVE icon
579
Universal Insurance Holdings
UVE
$1.23B
$2K ﹤0.01%
80
– –
WEN icon
580
Wendy's
WEN
$1.4B
$2K ﹤0.01%
170
– –
XPO icon
581
XPO
XPO
$23.5B
$2K ﹤0.01%
176
– –
XYL icon
582
Xylem
XYL
$28.4B
$2K ﹤0.01%
32
– –
LL
583
DELISTED
LL Flooring Holdings, Inc.
LL
$2K ﹤0.01%
87
– –
AUY
584
DELISTED
Yamana Gold, Inc.
AUY
$2K ﹤0.01%
515
– –
ABMD
585
DELISTED
Abiomed Inc
ABMD
$2K ﹤0.01%
14
– –
HCR
586
DELISTED
Hi-Crush Inc. Common Stock
HCR
$2K ﹤0.01%
+112
New +$1.51K
SDRL
587
DELISTED
Seadrill Limited Common Stock
SDRL
$2K ﹤0.01%
4
+1
+33% +$718
TUES
588
DELISTED
Tuesday Morning Corp
TUES
$2K ﹤0.01%
400
– –
MLNX
589
DELISTED
Mellanox Technologies, Ltd.
MLNX
$2K ﹤0.01%
50
– –
DATA
590
DELISTED
Tableau Software, Inc.
DATA
$2K ﹤0.01%
37
-940
-96% -$51.7K
SDLP
591
DELISTED
SEADRILL PARTNERS LLC
SDLP
$2K ﹤0.01%
+52
New +$2.2K
TIER
592
DELISTED
TIER REIT, Inc.
TIER
$2K ﹤0.01%
115
– –
TIME
593
DELISTED
Time Inc.
TIME
$2K ﹤0.01%
131
+66
+102% +$995
MBLY
594
DELISTED
Mobileye N.V.
MBLY
$2K ﹤0.01%
50
– –
ARIS
595
DELISTED
ARI Network Services, Inc.
ARIS
$2K ﹤0.01%
+500
New +$2.32K
SBY
596
DELISTED
Silver Bay Realty Trust Corp.
SBY
$2K ﹤0.01%
+125
New +$2.28K
FTR
597
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
37
– –
GG
598
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
150
+15
+11% +$264
AUNZ
599
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$2K ﹤0.01%
102
+1
+1% +$19
WOOF
600
DELISTED
VCA Inc.
WOOF
$2K ﹤0.01%
25
– –
22 23
24
25 26

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.