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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
576
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2K ﹤0.01%
266
+5
+2% +$46
ABMD
577
DELISTED
Abiomed Inc
ABMD
$2K ﹤0.01%
14
– –
RDS.B
578
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
33
– –
MNK
579
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
37
– –
MLNX
580
DELISTED
Mellanox Technologies, Ltd.
MLNX
$2K ﹤0.01%
+50
New +$2.38K
TIER
581
DELISTED
TIER REIT, Inc.
TIER
$2K ﹤0.01%
+115
New +$1.71K
MBLY
582
DELISTED
Mobileye N.V.
MBLY
$2K ﹤0.01%
+50
New +$1.91K
SWC
583
DELISTED
Stillwater Mining Co
SWC
$2K ﹤0.01%
200
– –
EPIQ
584
DELISTED
EPIQ SYSTEMS INC
EPIQ
$2K ﹤0.01%
156
+1
+0.6% +$15
AUNZ
585
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$2K ﹤0.01%
101
– –
WOOF
586
DELISTED
VCA Inc.
WOOF
$2K ﹤0.01%
25
– –
ACCO icon
587
Acco Brands
ACCO
$401M
$1K ﹤0.01%
141
– –
BKD icon
588
Brookdale Senior Living
BKD
$3.38B
$1K ﹤0.01%
95
– –
CC icon
589
Chemours
CC
$2.38B
$1K ﹤0.01%
163
– –
CHGG icon
590
Chegg
CHGG
$115M
$1K ﹤0.01%
295
– –
CPA icon
591
Copa Holdings
CPA
$6.09B
$1K ﹤0.01%
16
– –
DD icon
592
DuPont de Nemours
DD
$19.5B
$1K ﹤0.01%
10
-39
-80% -$5.13K
DOC icon
593
Healthpeak Properties
DOC
$15.2B
$1K ﹤0.01%
25
– –
ERIC icon
594
Ericsson
ERIC
$33.6B
$1K ﹤0.01%
160
– –
FORM icon
595
FormFactor
FORM
$9.1B
$1K ﹤0.01%
112
– –
FSLR icon
596
First Solar
FSLR
$25.7B
$1K ﹤0.01%
30
– –
GM icon
597
General Motors
GM
$78.8B
$1K ﹤0.01%
+36
New +$1.09K
GRPN icon
598
Groupon
GRPN
$1.13B
$1K ﹤0.01%
10
– –
ITT icon
599
ITT
ITT
$18.3B
$1K ﹤0.01%
16
– –
KSS icon
600
Kohl's
KSS
$2.31B
$1K ﹤0.01%
15
– –
22 23
24
25 26

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AAS
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FGAM
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MCM
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TCP
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PSC
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.