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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
576
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2K ﹤0.01%
261
+5
+2% +$45
RDS.B
577
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2K ﹤0.01%
33
– –
MNK
578
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
37
– –
BREW
579
DELISTED
Craft Brew Alliance, Inc.
BREW
$2K ﹤0.01%
240
– –
NFX
580
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
GOV
581
DELISTED
Government Properties Income Trust
GOV
$2K ﹤0.01%
115
-430
-79% -$6.37K
WIN
582
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
61
– –
JJG
583
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$2K ﹤0.01%
+50
New +$1.53K
JO
584
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$2K ﹤0.01%
+100
New +$1.86K
SWC
585
DELISTED
Stillwater Mining Co
SWC
$2K ﹤0.01%
200
– –
EPIQ
586
DELISTED
EPIQ SYSTEMS INC
EPIQ
$2K ﹤0.01%
155
+150
+3,000% +$1.93K
ARC
587
DELISTED
ARC Document Solutions, Inc.
ARC
$2K ﹤0.01%
500
– –
GG
588
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
100
– –
AUNZ
589
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$2K ﹤0.01%
101
– –
ETP
590
DELISTED
Energy Transfer Partners L.p.
ETP
– –
0
– –
OIL
591
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$2K ﹤0.01%
390
– –
ACCO icon
592
Acco Brands
ACCO
$407M
$1K ﹤0.01%
141
– –
CC icon
593
Chemours
CC
$2.37B
$1K ﹤0.01%
163
– –
CHGG icon
594
Chegg
CHGG
$103M
$1K ﹤0.01%
295
– –
CPA icon
595
Copa Holdings
CPA
$5.8B
$1K ﹤0.01%
16
– –
CRM icon
596
Salesforce
CRM
$158B
$1K ﹤0.01%
+15
New +$1.03K
DDD icon
597
3D Systems Corp
DDD
$613M
$1K ﹤0.01%
+70
New +$722
DOC icon
598
Healthpeak Properties
DOC
$14.8B
$1K ﹤0.01%
25
– –
EGO icon
599
Eldorado Gold
EGO
$9.89B
$1K ﹤0.01%
40
– –
FORM icon
600
FormFactor
FORM
$9.17B
$1K ﹤0.01%
112
– –
22 23
24
25 26

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.